Accreditations

The Stockbrokers and Investment Advisers Association’s (SIAA’s) RG146 accredited courses are uniquely designed for those in the securities and derivatives industry.  They set the standard that employers, regulators, and the investing public expect from individuals who are employed within this industry.

The courses offer training for:

• licensees and advisers who provide general advice in Derivatives, Securities, Managed Investments or Foreign Exchange
• advisers who are already listed on the Financial Advisers Register and wish to add an additional RG146 specialist knowledge area to their existing credentials
• licensees whose representatives provide advice to wholesale clients (Optional under RG146.35) and
• experienced practitioners seeking CPD opportunities.

They also meet the requirements for Market Participants in relation to DTR training. Download the flier.

For each course completed, individuals will receive RG146 Certificate of Completion and Professional Standards Continuing Professional Development (CPD) hours. Professional Standards education requirements must be completed by 1 January 2026 by any adviser providing personal financial advice to retail clients.

Candidates have 16 weeks from their enrolment start date to complete all components of the accreditation they are enrolled in.