2011

Submission To Subject Date
Senate Economics
Legislation Committee
FOFA – Corporations Amendment Bill 21/12/2011
Parlimentary Joint
Committee on Corporations
and Financial Services
FOFA – Corporations Amendment Bill 21/12/2011
Treasury Council of Financial Regulators – Review 09/12/2011
Treasury FOFA – Corporations Amendment Bill 20/10/2011
Treasury FOFA – Corporations Amendment Bill 20/09/2011
Treasury FOFA – Ban on Commissions Impact on Stockbrokers 5/08/2011
Treasury FOFA – Ban on Commissions 30/06/2011
ASIC Consultation Paper 153 Licensing: Assessment and professional development framework for financial advisers April 2011 2/06/2011
Treasury St John Compensation review 2/06/2011
ASIC ASIC Consultation Paper CP 152 – Adopting ASX policy 11/05/2011
ASIC ASIC Consultation Paper CP 147 – Hedge Funds Disclosure 21/04/2011
Treasury ASX Trade Cancellation Policy 28/02/2011
ASIC Submission ASIC CP 145 Market Structure Review 17/02/11
Treasury FOFA – Wholesale & Retail Draft 11/02/2011