Who is SIAA?
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing over 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.
Six months on: the AML/CTF work that starts after your program is approved
By Nick Boudrie, Co-founder and CEO, LAB Group The reformed AML/CTF obligations commenced for existing reporting entities on 31 March 2026. For most stockbroking, wealth management and advice firms, the months either side of that date were spent on documents: a new risk assessment, rewritten policies, a governance structure, an
SIAA appoints Stephen Norton and Chris Webster to Board of Directors
The Stockbrokers and Investment Advisers Association (SIAA) has appointed Stephen Norton MSIAA and reappointed Chris Webster MSIAA to its Board of Directors, strengthening the Board’s breadth of expertise across stockbroking, wealth management, governance, risk and regulation. Stephen Norton is Chief Operating Officer of CommSec and brings more than 25 years’
ARTICLES INCLUDE:
- Economic update: A region-by-region view8 Is your Asia allocation really diversified?
- Cash only matters when advisers can put it to work
- SIAA’s AI-powered toolkit to help develop future advisers