How can financial advisers help Australian investors
Provided by ASX More Australians than ever are becoming investors. That means advisers have an opportunity to serve more customers – provided they can demonstrate value and meet the needs
SIAA Monthly – May 2023
DOWNLOAD SIAA Monthly – May edition PDF FEATURE ARTICLES The sprint to catch up: why Australia needs to move fast to regain its place in financial market innovation Stockbrokers,
Proposed amendments to AFCA rules and operational guidelines
If wholesale client complaints are not excluded from the AFCA scheme as a matter of course, SIAA argues that the rules should be amended to exclude complaints from all wholesale
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.
Member benefits
Accredited education
Finance professionals can accelerate their careers with leading accredited courses.
Help shape the profession
We provide members with an opportunity to come together with their peers to shape the future of the industry.
Annual conference
The flagship event to equip stockbrokers and investment advisers to embrace technological, social and regulatory change.
Professional development
Meet your ongoing CPD requirements with member access to free CPD webinars.
CPD store
We maintain a CPD store with details of all the education and training courses taken by members, going back to 2001.
Membership
Read more about our membership options.