Market manipulation & other prohibited conduct workshop
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Shape the profession
Become a Principal or Practitioner Member and:
– come together with peers to shape the future of the industry
– access practitioner-led professional development
– accelerate your career with university-accredited education for the profession
– join an accredited tax (financial) adviser association
Voice of your industry
SAFAA advocates for ethical, efficient and stable, listed equity and debt markets in Australia.

The focus of SAFAA’s advocacy work is on listed securities and derivatives, whether equity or debt.

SAFAA Newsroom

The SAFAA Newsroom discusses the big issues in stockbroking and investment advice, giving insights from industry experts and updates from the advocacy team. It includes news on topics as varied as technology, demographic trends and regulatory issues.


November 2021

INSIDE THIS ISSUE: Gold in the decade ahead | ESG: Driving change and generating alpha | An update on LICs and LITs… Download PDF For optimal viewing, select to enter full screen mode.

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Most recent SAFAA submission

Targeted consultation on proposed amendments to the Market Integrity Rules (Capital) 2021 SAFAA supports the proposal by ASIC to clarify which decisions it makes are subject to merits review by the Administrative Appeals Tribunal. Read

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The Stockbrokers and Financial Advisers Association (SAFAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.

Member benefits

Accredited education

Finance professionals can accelerate their careers with leading accredited courses.

Help shape the profession

We provide members with an opportunity to come together with their peers to shape the future of the industry.

Annual conference

The flagship event to equip stockbrokers and investment advisers to embrace technological, social and regulatory change.

Professional development

Meet your ongoing CPD requirements with member access to free CPD webinars.

CPD store

We maintain a CPD store with details of all the education and training courses taken by members, going back to 2001.


Read more about our membership options.