concepts of securities as they apply to retail general advice clients.
Become a Principal or Practitioner Member and:– come together with peers to shape the future of the industry
– access practitioner-led professional development
– accelerate your career with university-accredited education for the profession
– join an accredited tax (financial) adviser association
Keep up your professional development.Attend a live SIAA-accredited webinar.
The focus of SIAA's advocacy work is on listed securities and derivatives, whether equity or debt.
How can financial advisers help Australian investors
Provided by ASX More Australians than ever are becoming investors. That means advisers have an opportunity to serve more customers – provided they can demonstrate value and meet the needs
SIAA Monthly – May 2023
DOWNLOAD SIAA Monthly – May edition PDF FEATURE ARTICLES The sprint to catch up: why Australia needs to move fast to regain its place in financial market innovation Stockbrokers,
Proposed amendments to AFCA rules and operational guidelines
If wholesale client complaints are not excluded from the AFCA scheme as a matter of course, SIAA argues that the rules should be amended to exclude complaints from all wholesale
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.