SIAA Monthly – September 2023

DOWNLOAD SIAA Monthly – September edition PDF   FEATURE ARTICLES The Client File Something that should be relatively unambiguous is often the source of plenty of debate when licensees are

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The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 7, 730 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.

Member benefits

Accredited education

Finance professionals can accelerate their careers with leading accredited courses.

Help shape the profession

We provide members with an opportunity to come together with their peers to shape the future of the industry.

Annual conference

The flagship event to equip stockbrokers and investment advisers to embrace technological, social and regulatory change.

Professional development

Meet your ongoing CPD requirements with member access to free CPD webinars.

CPD store

We maintain a CPD store with details of all the education and training courses taken by members, going back to 2001.


Read more about our membership options.