concepts of securities as they apply to retail general advice clients.
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The focus of SIAA's advocacy work is on listed securities and derivatives, whether equity or debt.
By Anna Johnston, Principal, Salinger Privacy From protecting against a significant data breach, to managing the challenges of new technologies like generative AI, it’s no surprise that privacy risk management
Without evidence of harm or a market failure, SIAA does not consider that there are sufficient grounds to introduce law reform, particularly when done so in relation only to managed
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 7, 730 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.