Five steps to protect your customer data – and your firm’s reputation
By Anna Johnston, Principal, Salinger Privacy From protecting against a significant data breach, to managing the challenges of new technologies like generative AI, it’s no surprise that privacy risk management
SIAA Monthly – September 2023
DOWNLOAD SIAA Monthly – September edition PDF FEATURE ARTICLES The Client File Something that should be relatively unambiguous is often the source of plenty of debate when licensees are
Review of the regulatory framework for Managed Investment Schemes
Without evidence of harm or a market failure, SIAA does not consider that there are sufficient grounds to introduce law reform, particularly when done so in relation only to managed
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 7, 730 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.
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Finance professionals can accelerate their careers with leading accredited courses.
Help shape the profession
We provide members with an opportunity to come together with their peers to shape the future of the industry.
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The flagship event to equip stockbrokers and investment advisers to embrace technological, social and regulatory change.
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Meet your ongoing CPD requirements with member access to free CPD webinars.
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We maintain a CPD store with details of all the education and training courses taken by members, going back to 2001.
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