Securities & Managed Investments Accreditation
Providing the specialist knowledge necessary to understand the
concepts of securities as they apply to retail general advice clients.
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Shape the profession

Become a Principal or Practitioner Member and:

– come together with peers to shape the future of the industry
– access practitioner-led professional development
– accelerate your career with accredited education
– join the voice of the profession for fair regulation
Earn CPD with our webinars

Keep up your professional development.

Attend a live SIAA-accredited webinar.
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Voice of your industry
SIAA advocates for ethical, efficient and stable, listed equity and debt markets in Australia.

The focus of SIAA's advocacy work is on listed securities and derivatives, whether equity or debt.
SIAA Newsroom

SIAA's monthly email designed to keep you informed.

Delivering the big issues in stockbroking and investment advice,
insights from industry experts and updates from the advocacy team.
View SIAA's Newsroom articles

SIAA Monthly – July 2025

For optimal viewing, select   to enter full screen mode.   DOWNLOAD SIAA Monthly – July edition PDF   FEATURE ARTICLES Unlocking potential: A comprehensive guide to gearing for financial advisers

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Proposed rule amendments

SIAA strongly supports AFCA publicly reporting firms who have failed to comply with an AFCA determination. The failure of a financial firm to comply with an AFCA determination is a

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The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 7, 730 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.

You can view a list of our Principal members

Read more about the history of stockbrokers in Australia

Member benefits

Accredited education

Finance professionals can accelerate their careers with leading accredited courses.

Help shape the profession

We provide members with an opportunity to come together with their peers to shape the future of the industry.

Annual conference

The flagship event to equip stockbrokers and investment advisers to embrace technological, social and regulatory change.

Professional development

Meet your ongoing CPD requirements with member access to free CPD webinars.

CPD store

We maintain a CPD store with details of all the education and training courses taken by members, going back to 2001.

Membership

Read more about our membership options.