2021
Latest ASIC levy estimate proves model is unsustainable
ASIC’s levy estimate of at least $1,500 plus $3,138 per financial adviser for FY 2020-21,
July 26, 2021
Regulators shoehorning consumers into full-service advice not what consumers want
In response to ASIC’s consultation paper on promoting access to affordable advice for consumers, Stockbrokers
January 18, 2021
2020
SAFAA welcomes streamlining of financial advice regulation to the benefit of retail investors
The Stockbroker and Financial Advisers Association (SAFAA) has always supported high professional standards for those
December 9, 2020
Why are SMSF and retail investors missing out on ASX capital raisings during COVID-19?
Retail and self-managed super funds often lose out when listed companies raise capital, and the
November 27, 2020
SAFAA urges ASIC to ditch unworkable reference checking model for central register
The Stockbrokers and Financial Advisers Association (SAFAA) supports the government’s move to prevent the spread
November 19, 2020
2019
Stockbrokers urge government to work with industry on new disciplinary system for financial advisers
Having developed an effective disciplinary model to enforce… Download PDF
October 13, 2019