Submission To | Subject | Date |
---|
ASX | ACH CCP Risk Management Controls | 23/12/2009 |
Treasury | Reforms to the Supervision of Australia’s Financial Markets | 23/12/2009 |
ASIC | FOS Terms of Reference | 10/11/2009 |
ASIC | CP 118 Handling Rumours | 09/11/2009 |
Treasury | Short Selling Regulations | 23/10/2009 |
ASX | Takeover Indemnity Deed | 16/09/2009 |
ASIC | CP114 Client Money OTC Derivatives | 17/09/2009 |
Treasury | Disclosure of Equity Derivatives | 10/08/2009 |
ASIC | CP108 Margin Lending Training Requirements | 10/08/2009 |
ASIC | CP109 Margin Lending Financial Requirements | 10/08/2009 |
ASIC | CP107 Securities Lending and Substantial Shareholding Disclosure | 19/08/2009 |
Senate Economics Legislation Committee | Margin Lending | 17/07/2009 |
Treasury | Unsolicited Offers | 23/07/2009 |
| Storm Inquiry | 31/07/2009 |
ASIC | Consultation Paper CP106 | 11/06/2009 |
Treasury | Unfair Contract Consultation | 22/05/2009 |
Treasury | Corporations Legislation Amendment Bill 2009 Margin Lending | 29/05/2009 |
Treasury | Short Selling Disclosure | 07/04/2009 |
ASX | Partly Paid | 17/04/2009 |
AFT | Henry Tax Review | 29/04/2009 |
CAMAC | CAMAC Issues Paper- Aspects of Market Integrity | 11/03/2009 |
ASIC | RBA on ASX Capital Requirements | 02/02/2009 |
ASIC | Consultation Paper 103 – Share Purchase Plans | 12/02/2009 |