2014 – Stockbrokers and Financial Advisers Association

Submission To	Subject	Date
Treasury	FOFA – Draft Adviser Register Regulations	17/12/2014
ASX	Consultation Paper: Reducing Red Tape – Proposed Amendments to Admission and Notification Requirements	11/12/2014
Senate Economics References Committee	Inquiry into the Scrutiny of Financial Advice	05/12/2014
Australian National Audit Office	Review of Australian Taxation Office’s Administration of Capital Gains Tax	18/11/2014
ASIC	Consultation Paper 222: Reducing red tape – Proposed amendments to the market integrity rules	09/10/2014
Senate Economics Legislation Committee	Further Inquiry into the provisions of the Corporations Amendment (Streamlining of Future of Financial Advice) Bill 2014	15/09/2014
Australian Taxation Office	Foreign Account Tax Compliance Act FATCA – Comments on Draft ATO Guidance dated 30 May 2014	12/06/2014
Tax Practitioners Board	Tax Agent Services Act 2009 (‘TASA’) – What is a tax (financial) advice service in Stockbroking – UPDATE	04/06/2014
ASX	ETO Expiry Date – Automatic Exercise and other Proposals	19/05/2014
Tax Practitioners Board	Tax Agent Services Act 2009 (‘TASA’) – What is a tax (financial) advice service in Stockbroking?	14/05/2014
Senate Economics Legislation Committee	Corporations Amendment (Streamlining of Future of Financial Advice) Bill 2014	28/04/2014
Treasury	Dividend Washing Draft Amending Legislation	14/04/2014
ASX	Shortening the Settlement Cycle in Australia: Transitioning to T+2 for Cash Equities	07/04/2014
The Financial System Inquiry	Financial System Inquiry	31/03/2014
Treasury	Discussion Paper – Improving Tax Compliance – Enhanced Third Party Reporting, Pre-Filling and Data Matching	11/03/2014
Treasury	Corporations Amendment (Streamlining of Future of Financial Advice) Bill & Regulations 2014	19/02/2014
ATO	ATO: Draft Taxation Determination TD 2014/D1 – Dividend Washing	13/02/2014
AUSTRAC	Draft Amendments to AML/CTF Rules relating to Customer Due Diligence	24/01/2014