| Submission To | Subject | Date |
|---|---|---|
| FASEA | Code of Ethics Guidance Note GN002 | 22/11/2019 |
| Treasury | Financial Services Royal Commission (FSRC) Implementation — Reference Checking | 08/10/2019 |
| ASIC | ASIC CP 314: Market Integrity Rules for Technological and Operational Resilience | 22/08/2019 |
| ASIC | ASIC CP 311: Internal Dispute Resolution | 09/08/2019 |
| AFCA | SAFAA Comments on the Identification of Firms | 18/06/2019 |
| Treasury | Capping claims on the National Guarantee Fund | 02/05/2019 |
