Principal members are Market Participants and advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses.
Organisations that hold an Australian Financial Service Licence (AFSL) are eligible to apply to become a Principal member of the Stockbrokers and Investment Advisers Association. The organisation may be either a Market Participant or a non-Market Participant.
A list of Principal members can be viewed here.
SIAA holds members accountable to its Code of Ethical Conduct to guide professional behaviour.
To apply for Principal organisation membership, please contact the Member Services Manager on +61 2 8080 3201 or at firstname.lastname@example.org.