| Submission To | Subject | Date |
|---|
| FASEA | Relevant Providers Exam – Legislative Instrument Comments by Stockbrokers And Financial Advisers Association | 27/12/2018 |
| FASEA | FASEA legislative instrument, Code of Ethics | 19/12/2018 |
| FASEA | FASEA legislative instrument, Education | 14/12/2018 |
| FASEA | FASEA legislative instrument, CPD | 13/12/2018 |
| FASEA | FASEA legislative instruments, Provisional Relevant Provider term and Professional Year standards | 30/11/2018 |
| Standing Committee on Economics | Inquiry into the Implications of Removing Refundable Franking Credits
Fact Sheet | 02/11/2018 |
| FASEA | FASEA CPD Proposal | 30/08/2018 |
| FASEA | FASEA PDY Proposal | 17/08/2018 |
| ASIC | Proposed Changes to ASIC’s Capital Requirements for Market Participants | 15/08/2018 |
| ASX | ASX Proposed Changes to CHESS Subregister | 10/08/2018 |
| AFCA | AFCA – Application of Proposed Rules to Wholesale Clients | 02/08/2018 |
| FASEA | FASEA National Exam Proposal | 31/07/2018 |
| AFCA | Proposed AFCA Rules | 29/06/2018 |
| FASEA | Proposed Guidance on Education Pathways for Existing Advisers | 29/06/2018 |
| ASIC | ASIC CP 300 Code Compliance Schemes | 28/06/2018 |
| FASEA | Code of Ethics for Financial Advisers | 29/05/2018 |
| Rice Warner | Research into Removing the refundability of franking credits | 02/05/2018 |
| Treasury | Treasury Product Design Bill | 15/02/2018 |
| ASIC | ASIC Draft Regulatory Guidance – Management Requirements | 13/02/2018 |
