SIAA CPD workshops provide online or face-to-face learning opportunities and are led and/or conducted by persons who are appropriate, and have sufficient standing, expertise, academic qualifications and/or practical experience. Our workshops are delivered by industry experts, sharing real world knowledge and experience.
Focus on the evolution of share and derivative trades from order placement through to execution to settlement.
Learn via scenario-based examples what constitutes market manipulation and other prohibited conduct.
Ensure you have the strategies in place to build, nurture and retain long-term client relationships.
Gain an overview of Australia’s financial markets and the critical role of stockbrokers in both retail and institutional markets.
Ideal for those seeking insight into the ASIC Market Integrity Rules and the ASX Clear Operating Rules (Clearing & Settlement).
Delivered by industry experts with practical experience, we can tailor workshops to suit the needs of your organisation.