2012

Submission To Subject Date
ASIC Consultation Paper CP 189 – FOFA: Conflicted Remuneration 09/11/2012
ASIC Consultation Paper CP 183 – Giving Information, general advice and scaled advice 25/10/2012
ASIC Consultation Paper CP 182 – FOFA: Best Interests duty and relation obligations – Update to RG175 25/10/2012
Treasury Consultation Paper – Competition in Clearing & Settlement 12/08/2012
Treasury Discussion Paper – Richard St John Compensation Arrangements Report 04/07/2012
Treasury Discussion Paper – FOFA: Stockbrokers Carve-outs 29/06/2012
ASX Consultation Paper – Strengthening Australia’s Equity Capital Markets 15/05/2012
Treasury Discussion Paper – FOFA: Stockbrokers Carve-outs 06/03/2012
Treasury Treasury Discussion Paper: Handling and Use of Client Money in Relation to Over-The-Counter Derivatives Transactions 07/02/2012
ASIC Consultation Paper CP171 – Strengthening the regulation of research providers 09/02/2012
ASIC Consultation Paper CP168 – Australian Equity Market Structure 10/02/2012