Education and CPD

SAFAA offers education and continuing professional development for professionals in stockbroking and private financial advisory roles. SAFAA qualifications and accreditations are unique. Our accreditations equip advisers with the precise skills required in the stockbroking and financial advisory profession. Furthermore, our programs are developed by the industry, for the industry.

From 1 January 2019 stockbrokers and financial advisers who are Relevant Providers must undertake 40 hours per annum of Continuing Professional Development (CPD) under section 921B of the Corporations Act 2001 (see subsection 921B(5) of the Act).

The content of SAFAA qualifications meet CPD areas in the FASEA categories of:

  • technical competence
  • client care and practice
  • regulatory compliance and consumer protection, and
  • professionalism and ethics.

SAFAA’s CPD Policy

Browse our CPD Calendar to see what’s on – our professional development program has been developed by expert educators with the input of experienced finance professionals and subject matter experts. If you have any queries, please call us on 02 8080 3200 or email education@stockbrokers.org.au

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Events for January 2021 › Workshops

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