Category: 2023

A world-first, global capital market

By Ross Pullen, Senior Director, Head of Product Development, Cboe One of the central principles underpinning capitalism is the idea that a free market is the most efficient way for […]

Five steps to protect your customer data – and your firm’s reputation

By Anna Johnston, Principal, Salinger Privacy From protecting against a significant data breach, to managing the challenges of new technologies like generative AI, it’s no surprise that privacy risk management […]

Mid caps can add extra dimension to blue chip portfolios

By Brett Grant, Head of Product, CX and Marketing, AUSIEX Australia’s biggest companies are an understandable linchpin of a majority of portfolios, but companies just outside that cohort, can provide […]

Wholesale clients

What’s next for wholesale clients? A lesser-known recommendation of the Quality of Advice Review will impact how licensees classify their wholesale clients. The reviewer, Michelle Levy, was tasked with considering […]

Protecting client portfolios

By Alistair Kadrian, Business Development Manager, HALO Technologies Making money safely for clients is at the heart of why every financial adviser does what they do. Protecting your clients’ portfolios […]

Outlook ripe for active ETFs to prove their worth

Provided by AUSIEX Just having capital is no longer enough to generate decent returns via beta, according to Australia’s Future Fund. So, what does that mean for financial advisers? When […]

Three powerful and compelling benchmarks

By Grant Bloxham, Chief Executive Officer, BStar When we discuss with investment advisers the benchmarking of their business, they are usually focussed on improvement planning. However, the benefits of using […]

Government finally responds to Quality of Advice Review

The government has finally released its response to the Quality of Advice Review Final Report. The report, authored by Michelle Levy, was delivered to the Minister on 16 December 2022 […]

SIAA’s 2023 Conference: Change. Challenge. Opportunity

Members of the stockbroking and investment advice industry have provided overwhelmingly positive feedback on the SIAA 2023 Conference held in Sydney on 30 and 31 May. The conference was a […]

Is your Business Continuity Plan up to the challenge?

By Paul Neves, Chief Operating Officer, Oceanic Consulting Group Over the past 15 years, our team have had the privilege of assisting numerous businesses in protecting their staff, maintaining critical […]