SIAA 2023

S1: Weathering uncertainty: the state of Australian equity capital markets
Professional Standards CPD: 0.67 Technical compliance
ASIC RG146: 0.67 Specialist knowledge – Securities

S2: The view from the government
Professional Standards CPD: 0.16 Regulatory compliance and consumer protection 
ASIC RG146: 0.16 Generic knowledge

Association update and S3: Risk and challenges facing the global economy
Association update – Professional Standards CPD: 0.33 Regulatory compliance and consumer protection 
ASIC RG146: 0.33 Generic knowledge

Risk and challenges facing the global economy presentation – Professional Standards CPD: 0.58 Technical competence
ASIC RG146: 0.58 Generic knowledge

S4: Attracting women to a career in investment advice
Professional Standards CPD: 0.75 Professionalism and ethics
ASIC RG146: 0.75 Specialist knowledge – Financial planning

S5: Responding to changes in retail investor behaviour
Professional Standards CPD: 0.75 Client care and practice
ASIC RG146: 0.75 Specialist knowledge – Financial planning

S6: Servicing the family office
Professional Standards CPD: 0.67 Client care and practice
ASIC RG146: 0.67 Specialist knowledge – Financial planning

S7: Technology, connectivity and engagement
Professional Standards CPD: 0.67 General – Practice management
ASIC RG146: 0.67 Generic knowledge

S8: Managing the risks in financial services
Professional Standards CPD: 0.67 Regulatory compliance and consumer protection 
ASIC RG146: 0.67 Generic knowledge

S9: Wealth management in Australia: the next decade
Professional Standards CPD: 0.75 Professionalism and ethics
ASIC RG146: 0.75 Specialist knowledge – Finanical planning

S10: Market management and S11: Hear from AFCA
Market Management – Professional Standards CPD: 0.50 General – Practice management
ASIC RG146: 0.50 Specialist knowledge – Financial planning

Hear from AFCA – Professional Standards CPD: 0.50 Regulatory compliance and consumer protection
ASIC RG146: 0.50 Generic knowledge

S12: Artificial intelligence (AI) and wealth management
Professional Standards CPD: Professionalism and ethics 0.42|Client care and practice 0.33
ASIC RG146: 0.75 Specialist knowledge – Financial planning

S13: Quality of Advice Review
Professional Standards CPD: 0.50 Regulatory compliance and consumer protection
ASIC RG146: 0.50 Generic knowledge

S14: Cranking up the pipeline
Professional Standards CPD: 0.67 Professionalism and ethics
ASIC RG146: 0.67 Specialist knowledge – Financial planning

S15: Accessing alternatives through ETFs and other structures
Professional Standards CPD: 0.67 Technical competence
ASIC RG146: 0.67 Specialist knowledge – Securities

S16: Driving connections with clients and prospects using social and digital media
Professional Standards CPD: 0.75 Client care and practice
ASIC RG146: 0.75 Specialist knowledge – Financial planning

S17: Income opportunity through active ETFs
Professional Standards CPD: 0.67 Technical competence
ASIC RG146: 0.67 Generic knowledge

S18: Do traditional stockbroking firms have a moat or are the barbarians at the gate?
Professional Standards CPD: 0.75 Client care and practice
ASIC RG146: Specialist knowledge – Financial planning 0.42|Generic knowledge 0.33

S19: Managing investment in the decarbonisation of the economy
Professional Standards CPD: 0.75 Technical competence
ASIC RG146: 0.75 Specialist knowledge – Securities

S20: The future of digital assets
Professional Standards CPD: Client care and practice 0.42|General – Practice management 0.33
ASIC RG146: 0.75 Generic knowledge

S21: Is the return to office a return to culture?
Professional Standards CPD: 0.75 Professionalism and ethics
ASIC RG146: 0.75 Specialist knowledge – Financial planning

S22: To retain or to destroy? The challenge of the cyber risk battle and S23: Creating the future of stockbroking and investment advice
To retain or to destroy? The challenge of the cyber risk battle – Professional Standards CPD: Client care and practice 0.34|Regulatory compliance and consumer protection 0.33
ASIC RG146: 0.67 Generic knowledge

Creating the future of stockbroking and investment advice – Professional Standards CPD: 0.67 Professionalism and ethics
ASIC RG146: 0.67 Generic knowledge