Insider Trading Workshop

Insider Trading Workshop - 4CPD (Compliance)

This workshop provides a thorough analysis of the subject of Insider Trading and related issues in a stockbroking and investment banking context.

Topics discussed include the elements of

  • Insider trading
  • Statutory defences
  • Insider trading and continuous disclosure
  • Front running
  • Dealing with rumours
  • Management of confidential information
  • How to protect yourself, including Chinese walls, internal processes, and
  • Consequences of insider trading breaches

The Workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; and regulatory staff.

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