Who is SIAA?
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing over 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.
ASX Corporate Governance Principles and Recommendations 5th edition
By Dr Philip Lowe, Advisory Group Chair In July, ASX released for consultation its latest Corporate Governance Principles. SIAA speaks with Advisory Group Chair Dr Philip Lowe. What was the approach the Advisory Group has taken in drafting the 5th edition? The approach was evolution, not redesign. The Advisory Group
SIAA welcomes abolition of ‘but for’ losses from CSLR
SIAA welcomes certain elements of today’s regulatory and policy measures announced by Minister Mulino today aimed at strengthening protections across the superannuation, advice and investment ecosystem, improving access to advice
ARTICLES INCLUDE:
- The wealth opportunity within reach
- The US market just booked a longer shift. Is your desk rostered on?
- Five questions with Liam Stocklinger YPSIAA
- Do inefficiencies undermine your post-trade operations?
- The three limbs of data governance for financial services