Category: 2021

AFCA review targets problem of wholesale client complaints

Stockbrokers and Financial Advisers Association (SAFAA) welcomed Treasury’s recommendation in its report on the Independent Review into the Australian Financial Complaints Authority (AFCA) that complaints from sophisticated clients should be […]

SAFAA welcomes ASIC’s approach to new laws

Stockbrokers and Financial Advisers Association (SAFAA) welcomes ASIC’s announcement today that it will take a reasonable approach to the regulatory reforms coming into effect in October 2021. ASIC has stated […]