FASEA urged to make Option 1 clearer when revising Standard 3

In its submission to the Financial Adviser Standards and Ethics Authority (FASEA) on proposed changes to Standard 3 of the Code of Ethics, Stockbrokers and Financial Advisers Association (SAFAA) has […]

AFCA review targets problem of wholesale client complaints

Stockbrokers and Financial Advisers Association (SAFAA) welcomed Treasury’s recommendation in its report on the Independent Review into the Australian Financial Complaints Authority (AFCA) that complaints from sophisticated clients should be […]

SAFAA welcomes ASIC’s long-awaited report on the 2020 ASX outage

Stockbrokers and Financial Advisers Association (SAFAA) has welcomed ASIC’s long-awaited report on the 2020 ASX outage. ‘We are pleased that ASIC has recognised the need for ASX to refine its […]

Will the Hong Kong Stock Exchange allow SPACs?

The Hong Kong Stock Exchange has just completed a consultation on proposals to create a listing framework for Special Purpose Acquisition Companies (SPACs). The Exchange sought feedback during a 45-day […]

Beetaloo Basin

By Richard Close, Analyst, Corporate Connect Research The Beetaloo Basin is shaping up to be Australia’s next big hydrocarbon province.  An unconventional shale gas play of approximately 28,500km2, the basin […]

Listed Private Equity – Private Equity reimagined

Sponsored article By Steven Milch, Consulting Economist, Pengana Capital Group Where higher returns are accompanied by lower risk, as in the case of private equity, that asset class becomes compelling. A brief […]

Holley Nethercote Hub offers discounts to SAFAA members

The HN Hub is an online portal designed to support Responsible Managers and compliance officers meet and maintain the licensee’s regulatory obligations. The HN Hub is a service provided by […]

SAFAA Monthly – Nov 2021

INSIDE THIS ISSUE: Gold in the decade ahead | ESG: Driving change and generating alpha | An update on LICs and LITs… Download PDF For optimal viewing, select to enter full […]

SAFAA Monthly – Nov 2021

INSIDE THIS ISSUE: Gold in the decade ahead | ESG: Driving change and generating alpha | An update on LICs and LITs… Download PDF For optimal viewing, select to enter full […]

What makes cryptocurrency investors tick?

BTC Markets, a digital asset exchange with over 325,000 Australian clients who have traded over AU$17.1 billion in digital assets since its launch in 2013, has released its first-ever Investor […]