RE Refresher Course

This half-day workshop 4 gives a refresher on the requirements applicable to Responsible Executives, including the August 2010 changes covers some of the main topics covered in The ASIC Market Integrity Rules (ASX Markets) 2010 and/or The ASX Clear Operating Rules (Clearing & Settlement), Responsible Executive Examinations, now offered as one combined exam by SAFAA.


Practitioner Member: $440.00
Organisation Member: $485.00
Non-Member: $525.00

Face-to-face learning

This 4-hour workshop is based on face-to-face learning and includes a mix of presentation and practice exam questions.

Learning Outcomes

Attendees will walk away with a solid understanding of the following:

  • RE Management & Supervision Requirements (& ASIC RM comparisons)
  • Capital Adequacy, Records and Trust
  • Dealing & Client relations rules
  • Disciplinary Processes
  • Corporations Act Requirements

Who should attend the workshop?

The workshop is intended as a refresher for existing REs who have already passed the exam(s) but may also be of interest to potential REs.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

Will attendees receive any CPD points for attending the workshop?

Yes, all attendees will receive a CPD Certificate for four (4) hours (Generic, Securities, Managed Investments, Compliance).

See CPD Calendar for other upcoming CPD Workshops

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