Insider Trading workshop

Continuing Professional Development (CPD) 

The Insider Trading workshop provides 3 FASEA CPD hours to candidates.  See breakdown for FASEA CPD areas:

FASEA CPD area
Technical  competence 1 hour
Regulatory compliance and consumer protection 2 hours
Total Hours 3 hours

 

The Insider Trading workshop provides a thorough analysis of the subject of insider trading and related issues in a stockbroking and investment banking context.

Pricing

Practitioner Member: $330.00
Organisation Member: $365.00
Non-Member: $395.00

Face-to-face learning

This workshop is based on face-to-face learning and includes a mix of presentation and case-studies.  All SAFAA facilitators are led and/or conducted by persons who are appropriate, and have sufficient standing, expertise, academic qualifications and/or practical experience.

Learning outcomes

Topics discussed include the elements of insider trading. Attendees will walk away with a solid understanding of the following:

  • Statutory defences
  • Insider trading and continuous disclosure
  • Front running
  • Dealing with rumours
  • Management of confidential information
  • How to protect yourself, including Chinese walls, internal processes; and
  • Consequences of insider trading breaches.

Who should attend the workshop?

The workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; regulatory staff.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

See CPD Calendar for other upcoming CPD Workshops

Online Terms and Conditions

Insider Trading Workshop

June 06 @ 09:00 am - 12:00 pm

Venue: SAFAA offices - Level 6, 56 Pitt Street, Sydney – Sydney

Practitioner Member: $330.00
Organisation Member: $365.00
Non-Member: $395.00

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