Insider Trading workshop

Continuing Professional Development (CPD) 

The Insider Trading workshop provides 3 FASEA CPD hours to candidates.  See breakdown for FASEA CPD areas:

FASEA CPD area
Technical  competence 1 hour
Regulatory compliance and consumer protection 2 hours
Total Hours 3 hours

 

The Insider Trading workshop provides a thorough analysis of the subject of insider trading and related issues in a stockbroking and investment banking context.

Pricing

Practitioner Member: $330.00
Organisation Member: $365.00
Non-Member: $395.00

Face-to-face learning

This workshop is based on face-to-face learning and includes a mix of presentation and case-studies.  All SAFAA facilitators are led and/or conducted by persons who are appropriate, and have sufficient standing, expertise, academic qualifications and/or practical experience.

Learning outcomes

Topics discussed include the elements of insider trading. Attendees will walk away with a solid understanding of the following:

  • Statutory defences
  • Insider trading and continuous disclosure
  • Front running
  • Dealing with rumours
  • Management of confidential information
  • How to protect yourself, including Chinese walls, internal processes; and
  • Consequences of insider trading breaches.

Who should attend the workshop?

The workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; regulatory staff.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

See CPD Calendar for other upcoming CPD Workshops

Online Terms and Conditions