Insider Trading

This Workshop provides a thorough analysis of the subject of Insider Trading and related issues in a stockbroking and investment banking context.

Face-to-face learning

The workshop is based on face-to-face learning and involves a mix of presentation, case studies and scenario-based discussion.

Learning outcomes

Topics discussed include the elements of insider trading. Attendees will walk away with a solid understanding of the following:

  • Statutory defences
  • Insider trading and continuous disclosure
  • Front running
  • Dealing with rumours
  • Management of confidential information
  • How to protect yourself, including Chinese walls, internal processes; and
  • Consequences of insider trading breaches.

Who should attend the workshop?

The Workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; regulatory staff.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

Will attendees receive any CPD points for attending the workshop?

Yes, all attendees will receive a CPD Certificate for four (4) hours (Generic, Securities, Managed Investments, Compliance).

See CPD Calendar for other upcoming CPD Workshops

Online Terms and Conditions

Insider Trading (3hrs)

July 05 @ 01:30 pm - 04:30 pm

Venue: Venue TBA – Melbourne

Practitioner Member: $340.00
Organisation Member: $370.00
Non-Member: $400.00

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Insider Trading (3hrs)

July 26 @ 09:00 am - 12:00 pm

Venue: SAFAA – Sydney

Practitioner Member: $340.00
Organisation Member: $370.00
Non-Member: $400.00

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Insider Trading (3hrs)

August 09 @ 09:00 am - 12:00 pm

Venue: SAFAA – Sydney

Practitioner Member: $340.00
Organisation Member: $370.00
Non-Member: $400.00

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