This Workshop provides a thorough analysis of the subject of Insider Trading and related issues in a stockbroking and investment banking context.
The workshop is based on face-to-face learning and involves a mix of presentation, case studies and scenario-based discussion.
Topics discussed include the elements of insider trading. Attendees will walk away with a solid understanding of the following:
- Statutory defences
- Insider trading and continuous disclosure
- Front running
- Dealing with rumours
- Management of confidential information
- How to protect yourself, including Chinese walls, internal processes; and
- Consequences of insider trading breaches.
Who should attend the workshop?
The Workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; regulatory staff.
Is there any assumed pre-requisite knowledge for attendees?
There is no assumed knowledge for participants of this workshop.
Will attendees receive any CPD points for attending the workshop?
Yes, all attendees will receive a CPD Certificate for four (4) hours (Generic, Securities, Managed Investments, Compliance).
See CPD Calendar for other upcoming CPD Workshops