Continuing Professional Development (CPD)
The Insider Trading workshop provides 3 FASEA CPD hours to candidates. See breakdown for FASEA CPD areas:
|FASEA CPD area|
|Technical competence||1 hour|
|Regulatory compliance and consumer protection||2 hours|
|Total Hours||3 hours|
The Insider Trading workshop provides a thorough analysis of the subject of insider trading and related issues in a stockbroking and investment banking context.
Practitioner Member: $330.00
Organisation Member: $365.00
This workshop is based on face-to-face learning and includes a mix of presentation and case-studies. All SAFAA facilitators are led and/or conducted by persons who are appropriate, and have sufficient standing, expertise, academic qualifications and/or practical experience.
Topics discussed include the elements of insider trading. Attendees will walk away with a solid understanding of the following:
- Statutory defences
- Insider trading and continuous disclosure
- Front running
- Dealing with rumours
- Management of confidential information
- How to protect yourself, including Chinese walls, internal processes; and
- Consequences of insider trading breaches.
Who should attend the workshop?
The workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; regulatory staff.
Is there any assumed pre-requisite knowledge for attendees?
There is no assumed knowledge for participants of this workshop.