This Workshop provides a thorough analysis of the subject of Insider Trading and related issues in a stockbroking and investment banking context.

Pricing

Practitioner Member: $330.00
Organisation Member: $365.00
Non-Member: $395.00

Face-to-face learning

The workshop is based on face-to-face learning and involves a mix of presentation, case studies and scenario-based discussion.

Learning outcomes

Topics discussed include the elements of insider trading. Attendees will walk away with a solid understanding of the following:

• Statutory defences
• Insider trading and continuous disclosure
• Front running
• Dealing with rumours
• Management of confidential information
• How to protect yourself, including Chinese walls, internal processes; and
• Consequences of insider trading breaches.

Who should attend the workshop?

The Workshop is designed for sales staff/client representatives; proprietary traders; research analysts; investment banking; compliance and legal; regulatory staff.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

Will attendees receive any Continuing Professional Development (CPD) hours for attending the workshop?

Yes, 3 CPD hours will be offered to attendees. The 3 hours may be allocated in the following FASEA CPD areas (note: only 3 hours may be claimed):

• Technical competence
• Regulatory compliance and consumer protection
• General

All attendees will receive a CPD Certificate.

See CPD Calendar for other upcoming CPD Workshops

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