Category: Media Release

SAFAA urges ASIC to ditch unworkable reference checking model for central register

The Stockbrokers and Financial Advisers Association (SAFAA) supports the government’s move to prevent the spread of ‘bad apples’ in the industry, but warns that the draft protocol for reference checking […]

Stockbrokers urge government to work with industry on new disciplinary system for financial advisers

Having developed an effective disciplinary model to enforce… Download PDF