Category: 2020

SAFAA welcomes streamlining of financial advice regulation to the benefit of retail investors

The Stockbroker and Financial Advisers Association (SAFAA) has always supported high professional standards for those providing stockbroking and investment advice to retail investors in Australia. SAFAA therefore welcomes the government’s […]

Why are SMSF and retail investors missing out on ASX capital raisings during COVID-19?

Retail and self-managed super funds often lose out when listed companies raise capital, and the regulatory framework overseeing equity capital needs to be reformed to remove this anomaly in the […]

SAFAA urges ASIC to ditch unworkable reference checking model for central register

The Stockbrokers and Financial Advisers Association (SAFAA) supports the government’s move to prevent the spread of ‘bad apples’ in the industry, but warns that the draft protocol for reference checking […]