SEC looking at AI in investment advice

The Securities and Exchange Commission (SEC) in the US is seeking input on how retail brokers, wealth managers and robo-advisers are designing digital customer engagement tools. The aim of the […]

SAFAA Monthly – Sept 2021

INSIDE THIS ISSUE: Finding value in all corners of the market | Managing the Professional Year | ETF opportunities for advisers, stockbrokers… Download PDF For optimal viewing, select to enter […]

SAFAA Monthly – Sept 2021

INSIDE THIS ISSUE: Finding value in all corners of the market | Managing the Professional Year | ETF opportunities for advisers, stockbrokers… Download PDF For optimal viewing, select to enter […]

More detail on the Single Disciplinary Body

The Single Disciplinary Body legislation has been passed in the House of Representatives without amendment, despite strong feedback from across the financial advice sector that was provided as part of […]