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Sponsors & Exhibitors

Gold Sponsor

ASX operates at the heart of Australia’s financial markets. Our integrated listings, trading, clearing and settlement businesses provide customers with efficient access to and exchange of capital, management of risk, and provision of data and other solutions. ASX operates across multiple asset classes including equities, fixed income, commodities and energy.

ASX is the global leader in A$ and NZ$ financial markets, one of the top 10 securities exchanges in the world and the largest interest rate derivatives market in Asia. We have trading hubs in many of the world’s major financial centres, attract company listings from all around the globe and are based in Australia, which has one of the five largest pools of investable assets in the world.

ASX operates and invests in the infrastructure that promotes the stability and development of Australia’s financial markets, and advocates regulations that support investors and issuers, promote market integrity and strengthen Australia’s global competitiveness.

ASX’s vision is to be the world’s most respected financial marketplace.

More information about ASX can be found at asx.com.au or follow us on LinkedIn or Twitter @ASX.

www.asx.com.au

Silver Sponsors

Iress is a technology company providing software to the financial services industry.

  • Iress Private Wealth – With one client view, it seamlessly integrates client and portfolio management, together with advice and order execution.
  • Iress Order System (IOS) supports the complete order lifecycle—combining powerful pre-trade risk management and sophisticated multi-asset, multi-market order execution processing with post-trade handling.
  • Iress Algos –  powerful and robust suite of algorithmic trading strategies focused on creating desk and cost efficiencies at scale for retail and institutional brokers.
  • Iress ViewPoint is multi-asset, multi-market, online market data and trading software with robust technical and fundamental features.

www.iress.com

In today’s evolving and complex global economy, we believe successful wealth management is driven by organisational capability and culture.

Morgan Stanley is one of the world’s largest private wealth organisations with the global resources, local expertise and investment product capability to deliver outstanding results for sophisticated clients. Our focus is on providing individuals and institutions with strategic advice and then implementing these strategies through quality investment execution.

At Morgan Stanley, we have built our culture on a simple rule: put clients first. This client-first attitude pervades all that we do.

www.morganstanley.com.au

Refinitiv, Formerly the Financial & Risk business of Thomson Reuters, is one of the world’s largest providers of financial markets data and infrastructure. Serving more than 40,000 institutions in over 190 countries, we provide information, insights, and technology that drive innovation and performance in global markets. Our 160-year Reuters heritage of integrity enables customers to make critical decisions with confidence, while our unique open platform, best-in-class data, and cutting-edge technology bring greater opportunity to our customers. By advancing our customers, we drive progress for the entire financial community.

www.refinitiv.com

Premium Sponsor

Supporting Sponsor

The professional’s choice
Leveraged offers innovative solutions and exceptional customer service. Many investment professionals choose us over competition to provide the framework to incorporate gearing into their clients’ wealth creation strategies.

It sounds clichéd, but our success is based on the success of our clients. Our service is designed to help clients navigate through dynamic market conditions and realise their financial goals.

Our extensive market experience means you can enjoy the confidence that comes from the superior education and insights we provide. You can expect premium service with private-banking style account management coupled with our proven risk management expertise.

Make the choice to talk to Leveraged today.
Call 1300 307 807  |  Email info@leveraged.com.au  |  Visit www.leveraged.com.au

www.leveraged.com.au

Exhibitors

Invest in Term Deposits, At Call, Managed Funds and Bonds – online, 24/7

AMM provides a secure online cash investment platform – providing stockbrokers and financial advisers with access to over 25 financial institutions from one place.

Only one application form is required to open an AMM Account for each client then Term Deposits, At Call and Managed Income Funds can be transacted online, without the need for additional paperwork.  Bonds have recently been added through a partnership with the Australian Bond Exchange

Features of the AMM platform include an automated reporting capability; data feeds to software packages including Agility & Iress; confirmation storage; auto reconciliations; maturity alerts; and audit certificates for each individual client.

AMM was the first to offer this service in 2008 and has grown to over $5.5 billion under management across more than 24,000 accounts.

Visit www.moneymarket.com.au or call 1300 306 281 for an online demo.

moneymarket.com.au

Broadridge, a global fintech leader with $4 billion in revenue and part of the S&P 500® Index, provides communications, technology, data and analytics. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimising efficiency and generating revenue growth. We enable multi-asset post-trade processing in more than 80 countries, process on average more than USD 7 trillion in fixed income and equity security trades per day, and deliver over two billion shareholder communications each year. Our flexible and scalable delivery model lets us meet a specific need or deliver a full, end-to-end solution. From a unique vantage point at the centre of the financial services industry, we help firms navigate change and win in a complex landscape. We work side-by-side with our clients to help them get ahead of today’s challenges and capitalise on what’s next.  Broadridge employs over 11,000 associates in 18 countries.

www.broadridge.com

Chi-X Australia (CXA) is the innovative securities and derivatives exchange committed to transforming, improving and growing Australian investment markets by providing brokers and investors with the most efficient and cost-effective access to local and global investment opportunities. Today, the ASIC regulated exchange provides investors with a combination of world class technology, innovation and cost-efficient product offerings that has attracted close to 50 market participants and thousands of investors.

Chi-X has experienced strong and sustained growth and has achieved significant milestones including gaining over 20% market share, $1billion traded in value in equity trading and up to 50% of the Australian ETF market (trading and reporting).

The Chi-X investment products platform offers a range of unique products exclusively traded on Chi-X, including Funds (ETFs & Quoted Managed Funds), Transferable Custody Receipts (TraCRs), Chi-X Warrants and the Chi-X Australia 200 Index (CXA 200 Index).

For more information, follow us on LinkedIn

Call: 02 8078 1701 Email: au.info@chi-x.com Visit: chi-x.com.au

www.chi-x.com.au

Iress is a technology company providing software to the financial services industry.

  • Iress Private Wealth – With one client view, it seamlessly integrates client and portfolio management, together with advice and order execution.
  • Iress Order System (IOS) supports the complete order lifecycle—combining powerful pre-trade risk management and sophisticated multi-asset, multi-market order execution processing with post-trade handling.
  • Iress Algos –  powerful and robust suite of algorithmic trading strategies focused on creating desk and cost efficiencies at scale for retail and institutional brokers.
  • Iress ViewPoint is multi-asset, multi-market, online market data and trading software with robust technical and fundamental features.

www.iress.com

The professional’s choice
Leveraged offers innovative solutions and exceptional customer service. Many investment professionals choose us over competition to provide the framework to incorporate gearing into their clients’ wealth creation strategies.

It sounds clichéd, but our success is based on the success of our clients. Our service is designed to help clients navigate through dynamic market conditions and realise their financial goals.

Our extensive market experience means you can enjoy the confidence that comes from the superior education and insights we provide. You can expect premium service with private-banking style account management coupled with our proven risk management expertise.

Make the choice to talk to Leveraged today.
Call 1300 307 807  |  Email info@leveraged.com.au  |  Visit www.leveraged.com.au

www.leveraged.com.au

Morningstar Australasia is a subsidiary of Morningstar, Inc., a leading provider of independent investment research in North America, Europe, Australia, and Asia. Morningstar offers globally an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with about $217 billion in assets under advisement and management as of Sept. 30, 2019. The company has operations in 27 countries.

www.morningstar.com.au

MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct.

Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We’ve built our passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize conduct risk.

www.mycomplianceoffice.com

Refinitiv, Formerly the Financial & Risk business of Thomson Reuters, is one of the world’s largest providers of financial markets data and infrastructure. Serving more than 40,000 institutions in over 190 countries, we provide information, insights, and technology that drive innovation and performance in global markets. Our 160-year Reuters heritage of integrity enables customers to make critical decisions with confidence, while our unique open platform, best-in-class data, and cutting-edge technology bring greater opportunity to our customers. By advancing our customers, we drive progress for the entire financial community.

www.refinitiv.com

The Sydney Stock Exchange (SSX) is an efficient, cost-effective tier-one listing venue for participants to access new opportunities, by supporting growth-oriented companies raise the capital they need to reach their full potential.

The SSX support businesses that have a track record and are looking to take the next step, but may not be big enough to easily list on the main bourse, this offering adds new capacity to the existing Australian listed landscape.

The SSX are actively involved in the UN’s Sustainable Stock Exchanges Initiative and offer qualifying companies the opportunity to be easily identifiable on an ESG Sub Board.

www.ssx.com.au