Sponsors

Gold Sponsor

ASX

ASX operates at the heart of Australia’s financial markets. Our integrated listings, trading, clearing and settlement businesses provide customers with efficient access to and exchange of capital, management of risk, and provision of data and other solutions. ASX operates across multiple asset classes including equities, fixed income, commodities and energy.

ASX is the global leader in A$ and NZ$ financial markets, one of the top 10 securities exchanges in the world and the largest interest rate derivatives market in Asia. We have trading hubs in many of the world’s major financial centres, attract company listings from all around the globe and are based in Australia, which has one of the five largest pools of investable assets in the world.

ASX operates and invests in the infrastructure that promotes the stability and development of Australia’s financial markets, and advocates regulations that support investors and issuers, promote market integrity and strengthen Australia’s global competitiveness.

ASX’s vision is to be the world’s most respected financial marketplace.

More information about ASX can be found at asx.com.au or follow us on LinkedIn or Twitter @ASX.

Silver Sponsors

Morgan Stanley Wealth Management

In today’s evolving and complex global economy, we believe successful wealth management is driven by organisational capability and culture.

Morgan Stanley is one of the world’s largest private wealth organisations with the global resources, local expertise and investment product capability to deliver outstanding results for sophisticated clients. Our focus is on providing individuals and institutions with strategic advice and then implementing these strategies through quality investment execution.

At Morgan Stanley, we have built our culture on a simple rule: put clients first. This client-first attitude pervades all that we do.

NRI

Founded in 1965, Nomura Research Institute, Ltd. (“NRI”, TYO: 4307) is a leading provider of global IT solutions and consulting services. Our 50-year history and consistent top-10 global FinTech provider ranking by American Banker is testimony to our long-term commitment to the markets we serve. We bring in a proven, modern technology solution that is in production in various countries, including Australia, and aim to provide Australian securities firms a market-ready solution underpinning all the aspects of securities operations, with timely updates for the changing market requirements.

For more about how our cloud-based/on-premise platform, that can support multiple asset classes, handle cross-border trades, with real-time interfaces with relevant market intermediaries, please visit us at fis.nri.co.jp

Refinitiv

Refinitiv, Formerly the Financial & Risk business of Thomson Reuters, is one of the world’s largest providers of financial markets data and infrastructure. Serving more than 40,000 institutions in over 190 countries, we provide information, insights, and technology that drive innovation and performance in global markets. Our 160-year Reuters heritage of integrity enables customers to make critical decisions with confidence, while our unique open platform, best-in-class data, and cutting-edge technology bring greater opportunity to our customers. By advancing our customers, we drive progress for the entire financial community.

Exhibiting Sponsors

Broadridge

Broadridge, a global fintech leader with $4 billion in revenue and part of the S&P 500® Index, provides communications, technology, data and analytics. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimising efficiency and generating revenue growth. We enable multi-asset post-trade processing in more than 80 countries, process on average more than USD 7 trillion in fixed income and equity security trades per day, and deliver over two billion shareholder communications each year. Our flexible and scalable delivery model lets us meet a specific need or deliver a full, end-to-end solution. From a unique vantage point at the centre of the financial services industry, we help firms navigate change and win in a complex landscape. We work side-by-side with our clients to help them get ahead of today’s challenges and capitalise on what’s next.  Broadridge employs over 11,000 associates in 18 countries.

Chi-X

Chi-X Australia (CXA) is the innovative securities and derivatives exchange committed to transforming, improving and growing Australian investment markets by providing brokers and investors with the most efficient and cost-effective access to local and global investment opportunities. Today, the ASIC regulated exchange provides investors with a combination of world class technology, innovation and cost-efficient product offerings that has attracted close to 50 market participants and thousands of investors.

Chi-X has experienced strong and sustained growth and has achieved significant milestones including gaining over 20% market share, $1billion traded in value in equity trading and up to 50% of the Australian ETF market (trading and reporting).

The Chi-X investment products platform offers a range of unique products exclusively traded on Chi-X, including Funds (ETFs & Quoted Managed Funds), Transferable Custody Receipts (TraCRs), Chi-X Warrants and the Chi-X Australia 200 Index (CXA 200 Index).

For more information, follow us on LinkedIn

Call: 02 8078 1701 Email: au.info@chi-x.com Visit: chi-x.com.au

Complii FinTech Solutions

Complii’s customisable software provides a single desktop solution to meet business, compliance and operational needs at organisation, adviser and client levels. Complii’s product suite includes:  

  • Client account creation with automatic AML checking
  • Back and front office Integration – Full client view and access including reporting
  • Automates, records and reports on regulation obligations by electronically profiling and ensuring ongoing compliance is carried out at both client and organisational levels.
  • Automated end-to-end capital raising solution from live client and/or adviser bidding, offer letter generation and electronic client acceptance for both retail and institutional clients.
  • E-learning and CPD management in line with FASEA requirements

Finantix

For over two decades, clients and analysts have recognised Finantix as the leading provider of trusted technology to the worldwide financial industry. Applying deep sector knowledge, we empower wealth managers, insurers and banks to digitally and intelligently engage with clients and provide insightful and compliant advice. By injecting artificial intelligence into a comprehensive yet modular, API-first platform, our proven technology enables holistic customer intelligence, sales and servicing productivity and individualised omni-device experience.

Our flagship platform can run in the cloud or be deployed as services that can help help turn routine transactions into valued and collaborative interactions. It serves multiple actors across financial services organisations and is proven across multiple devices, languages, currencies, jurisdictions and regulations. We operate from offices across Europe, North America and Australasia.

www.finantix.com

IG Prime

Founded in London in 1974, IG is a trusted global leader in online trading with over 15 years’ experience of serving institutional clients. In 2006, IG launched institutional services, delivering tailored solutions for hedge fund managers and family offices ever since.

IG Prime provides clients with prime brokerage services, such as broking and asset servicing, multi asset-class product offering, synthetic prime and cash equities which is supported with global resources across 16 countries.

No matter if you are a new or established hedge fund, family office, bank, asset manager or introducing broker, we have a tailored offering for you.

Find out More CTA https://www.ig.com/au/prime

For institutional clients only

Iress

Iress is a technology company providing software to the financial services industry.

  • Iress Private Wealth – With one client view, it seamlessly integrates client and portfolio management, together with advice and order execution.
  • Iress Order System (IOS) supports the complete order lifecycle—combining powerful pre-trade risk management and sophisticated multi-asset, multi-market order execution processing with post-trade handling.
  • Iress Algos –  powerful and robust suite of algorithmic trading strategies focused on creating desk and cost efficiencies at scale for retail and institutional brokers.
  • Iress ViewPoint is multi-asset, multi-market, online market data and trading software with robust technical and fundamental features.

Morningstar

Morningstar Australasia is a subsidiary of Morningstar, Inc., a leading provider of independent investment research in North America, Europe, Australia, and Asia. The company offers an extensive line of products and services for individual investors, financial advisers, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar has operations in 27 countries.

MyComplianceOffice

MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct.

Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We’ve built our passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize conduct risk.

Praemium

Praemium is a global leader in the provision of Integrated Managed Accounts Platform technology, investments and financial planning solutions.  We were the first to introduce a managed accounts solution in Australia in 2005 and have continued to enhance the market-leading offering in collaboration with our clients, to their unique requirements.

Praemium administers in excess of 500,000 investor accounts covering more than $110 billion in funds globally and currently provides services to approximately 700 financial institutions and intermediaries including some of the world’s largest financial institutions. For more information visit www.praemium.com

Supporter

Sydney Stock Exchange

The Sydney Stock Exchange (SSX) is an efficient, cost-effective tier-one listing venue for participants to access new opportunities, by supporting growth-oriented companies raise the capital they need to reach their full potential.

The SSX support businesses that have a track record and are looking to take the next step, but may not be big enough to easily list on the main bourse, this offering adds new capacity to the existing Australian listed landscape.

The SSX are actively involved in the UN’s Sustainable Stock Exchanges Initiative and offer qualifying companies the opportunity to be easily identifiable on an ESG Sub Board.