FASEA National Exam Preparatory Workshop

Want to start preparing for FASEA’s National Exam?

SAFAA will be running a series of workshops nationally to assist our members to prepare for the FASEA exam.

Created to get you exam-ready, this practical, focused workshop is designed to focus your learning to the FASEA exam.

We are keen to give you the best chance possible of sitting the exam successfully.

See further information below.   Please give us a call on 02 8080 3200 or email education@stockbrokers.org.au if you would like to discuss further.

Face-to-face learning

This workshop is face-to-face learning and includes a mix of presentation and case-studies.  The workshops will be presented by Doug Clark. Doug has extensive experience in the stockbroking and financial advisory industry predominantly in policy, legal and compliance roles. A qualified workplace trainer, he also provides compliance training for stockbroking firms, industry and regulators.

Learning outcomes

  1. Clarity of exam preparation content
  2. Realistic expectation of the exam experience
  3. Exam strategy tips
  4. Case Study analysis techniques
  5. Exam essential understanding of:
    –  A Code of Ethics 12 x Standards and Values
    –  Corporations Act – through relevant Regulatory Guides
    –  Anti Money Laundering & Counter Terrorism Red Flags
    –  13 x Australian Privacy Principles
    –  Tax Agents Service Act
    –  Behavioural Finance

Who should attend the workshop

All Advisers (Investment Advisers /Stockbrokers) planning, or currently registered, to sit an upcoming FASEA National Exam.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.


SAFAA Members: $395.00
Non-Member: $495.00

Continuing Professional Development (CPD) 

You will earn FASEA CPD hours for attending this workshop.   SAFAA’s FASEA National Exam Preparatory Workshop provides 5 FASEA CPD hours in the following FASEA categories:

Regulatory compliance and consumer protection 2.5 hours
Professionalism and ethics 2.5 hours
5 hours