FASEA National Exam Preparatory Workshop

Want to start preparing for FASEA’s National Exam?

SAFAA is running a series of workshops nationally to assist our members to prepare for the FASEA exam.

Created to get you exam-ready, this practical, focused workshop is designed to focus your learning to the FASEA exam.

We are keen to give you the best chance possible of sitting the exam successfully.

Face-to-face learning

This workshop is face-to-face learning and includes a mix of presentation and case-studies.  The workshops will be presented by Doug Clark. Doug has extensive experience in the stockbroking and financial advisory industry predominantly in policy, legal and compliance roles. A qualified workplace trainer, he also provides compliance training for stockbroking firms, industry and regulators.

Learning outcomes

  1. Clarity of exam preparation content
  2. Realistic expectation of the exam experience
  3. Exam strategy tips
  4. Case Study analysis techniques
  5. Exam essential understanding of:
    –  A Code of Ethics 12 x Standards and Values
    –  Corporations Act – through relevant Regulatory Guides
    –  Anti Money Laundering & Counter Terrorism Red Flags
    –  13 x Australian Privacy Principles
    –  Tax Agents Service Act
    –  Behavioural Finance

Who should attend the workshop

All Advisers (Investment Advisers /Stockbrokers) planning, or currently registered, to sit an upcoming FASEA National Exam.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

Pricing

SAFAA Members: $395.00
Non-Member: $495.00

Continuing Professional Development (CPD) 

SAFAA’s FASEA National Exam Preparatory Workshop provides 5 FASEA CPD hours in the following FASEA categories:

FASEA CPD area
Regulatory compliance and consumer protection 2.5 hours
Professionalism and ethics 2.5 hours
Total
5 hours

FASEA National Exam Preparation Workshop

November 19 2019 @ 09:30 am - 02:30 pm

Venue: E.L. & C. Baillieu Limited offices - Level 22, 35 Collins Street, Melbourne – Melbourne

Practitioner Member: $395.00
Non-Member: $495.00
Organisation Member: $395.00

Add to cart

FASEA National Exam Preparation Workshop

November 20 2019 @ 09:30 am - 02:30 pm

Venue: SAFAA offices - Level 6, 56 Pitt Street, Sydney – Sydney

Practitioner Member: $395.00
Non-Member: $495.00
Organisation Member: $395.00

Add to cart

FASEA National Exam Preparation Workshop

November 21 2019 @ 09:30 am - 02:30 pm

Venue: Morgans Financial Limited offices - Level 20, Riverside Centre, 123 Eagle Street, Brisbane – Brisbane

Practitioner Member: $395.00
Non-Member: $495.00
Organisation Member: $395.00

Add to cart

FASEA National Exam Preparation Workshop

November 27 2019 @ 09:30 am - 02:30 pm

Venue: Patersons Securities Limited offices - Level 23, Exchange Tower, 2 The Esplanade, Perth – Perth

Practitioner Member: $395.00
Non-Member: $495.00
Organisation Member: $395.00

Add to cart

FASEA National Exam Preparation Workshop

December 04 2019 @ 09:30 am - 02:30 pm

Venue: Taylor Collison Limited offices - Level 16, 211 Victoria Square, Adelaide – Adelaide

Practitioner Member: $395.00
Non-Member: $495.00
Organisation Member: $395.00

Add to cart