Conduct Risk workshop

Continuing Professional Development (CPD) 

The Conduct Risk workshop provides 2 FASEA CPD hours to candidates.  See breakdown for FASEA CPD areas:

FASEA CPD area
Technical  competence 1 hour
Regulatory compliance and consumer protection 1 hour
Total Hours 2 hours

 

Can’t see this workshop on our CPD Calendar?  We can run this workshop on an inhouse basis for any organisation at a date and time that works for them.  Please contact us on email education@stockbrokers.org.au or telephone +61 2 8080 3200 to discuss date/time/cost.

The scale of misconduct evident in the financial services industry has caused widespread mistrust amongst the public. A corollary is to question the extent to which such behaviour has damaged the effectiveness of the markets. A multitude of very public examples illustrates the fallout when conduct risk goes wrong. Given the importance of personal conduct to market integrity, ASIC constantly monitors markets and actively prosecutes offenders.

Pricing

Practitioner Member: $220.00
Organisation Member: $240.00
Non-Member: $265.00

Face-to-face learning

This workshop is based on face-to-face learning and includes a mix of presentation and case-studies.  All SAFAA facilitators are led and/or conducted by persons who are appropriate, and have sufficient standing, expertise, academic qualifications and/or practical experience.

Learning outcomes

Attendees at the Conduct Risk workshop can expect to walk away with a solid understanding of what constitutes Conduct Risk; where Conduct Risk might go wrong; and where it belongs in the risk world. More importantly, attendees will learn how Conduct Risk affects them.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

See CPD Calendar for other upcoming CPD Workshops

Online Terms and Conditions