Conduct Risk Workshop (2 hours)

The scale of misconduct evident in the financial services industry has caused widespread mistrust amongst the public. A corollary is to question the extent to which such behaviour has damaged the effectiveness of the markets. A multitude of very public examples illustrates the fallout when conduct risk goes wrong. Given the importance of personal conduct to market integrity, ASIC constantly monitors markets and actively prosecutes offenders.


Practitioner Member: $220.00
Organisation Member: $240.00
Non-Member: $265.00

Face-to-face learning

The workshop is based on face-to-face learning and involves a mix of presentation, case studies and scenario-based discussion.  The Conduct Risk workshop is also offered in a shorter/refresher version (1 hour).

Learning outcomes

Attendees at the 2 hour Conduct Risk workshop can expect to walk away with a solid understanding of what constitutes Conduct Risk; where Conduct Risk might go wrong; and where it belongs in the risk world. More importantly, attendees will learn how Conduct Risk affects them.

Is there any assumed pre-requisite knowledge for attendees?

There is no assumed knowledge for participants of this workshop.

Will attendees receive any Continuing Professional Development (CPD) hours for attending the workshop?

Yes, 2 CPD hours will be offered to attendees. The 2 hours may be allocated in the following FASEA CPD areas (note: only 2 hours may be claimed):

  • Technical competence
  • Regulatory compliance and consumer protection
  • General

All attendees will receive a CPD Certificate.

See CPD Calendar for other upcoming CPD Workshops

Online Terms and Conditions

Conduct Risk Workshop

April 03 @ 12:00 pm - 02:00 pm

Venue: TBA – Melbourne

Practitioner Member: $220.00
Organisation Member: $240.00
Non-Member: $265.00

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Conduct Risk Workshop

April 16 @ 09:00 am - 11:00 am

Venue: SAFAA offices, L6, 56 Pitt Street – Sydney

Practitioner Member: $220.00
Organisation Member: $240.00
Non-Member: $265.00

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