CPD webinars

SAFAA accredited CPD webinars are offered free to Principal, Practitioner and Affiliate members. Content will be delivered via panels, interactive discussion, presentations and quizzes and to be eligible for CPD you will need to participate in the webinar live.

These will be held on the second and fourth Wednesdays from 1.00pm with additional sessions from time to time. Webinars will include the opportunity for Q&A as well as a brief quiz for CPD accreditation.

Are you ready for DDO?

Wednesday 10 February 2021 from 1.00pm to 2.00pm AEDST

Whilst the new Design and Distribution Obligations are not coming into effect until 5 October 2021, ASIC has already flagged that it expects full compliance on day 1. With the regime applying to products such as ETF’s, ETO’s and some warrants, stockbrokers will be impacted by the changes.

Corey McHattan, Partner, Ashurst will outline how the DDO will affect licensees. The webinar will cover:

  • What products are ‘caught’ by the DDO regime and what does this mean in practice?
  • An outline of the Target Market Determination obligations and how this will impact on distributors.
  • What brokers and financial advisers will need to consider when providing advice on these products.
  • An outline of the obligations placed on distributors of products caught by DDO, and in particular, the reporting obligations for stockbrokers and financial advisory firms.

Corey McHattan, Partner, Ashurst

Corey is a highly experienced regulatory lawyer, specialising in the areas of financial services regulatory advice, structured products, market infrastructure and regulatory investigations and enforcement. Corey’s primary clients include leading investment banks, trading banks, and other financial institutions whom he advises on matters involving financial services regulation in areas such as the issue of retail and wholesale structured products, ASX participation issues, regulatory investigations, compliance queries, general commercial matters and mergers and acquisitions in the financial services sector.

FASEA CPD: 1.00 hour Regulatory Compliance and Consumer Protection
RG146: 1.00 Generic Knowledge

Webinar Attendees - Are you ready for DDO?

February 10 2021 @ 01:00 pm - 02:00 pm

Practitioner Member: $0.00
Organisation Member: $0.00
Non-Member: $55.00

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Not-for-profit and charity investment

Wednesday 10 March 2021 from 1.00 to 2.00pm AEDST

Hear the latest innovations in investment strategies from an expert in foundations and charities as the world adapts to new business realities in light of the global pandemic. To hedge against evolving market conditions, investors must adjust their approach toward risk, asset allocation, impact investment, and alternatives. Protecting capital to maintain mission is more critical than ever.

Jodi Kennedy, General Manager Charitable Trusts & Philanthropy, Equity Trustees

Grant Mundell, NFP Investment Specialist, Equity Trustees

Thomas Klein, Head of Business Development, Equity Trustees

FASEA CPD: 1.00 hour Technical Competence
RG146: 1.00 Generic Knowledge

Webinar Attendees - Not-for-profit and charity investment

March 10 2021 @ 01:00 pm - 02:00 pm

Practitioner Member: $0.00
Organisation Member: $0.00
Non-Member: $55.00

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Property credit and income

Wednesday 24 March 2021 from 1.00 to 2.00pm AEDST

Income investing continues to dominate investor discussions as yields everywhere fall flat. Please join La Trobe Financial Head of Distribution – Asia Pacific, Michael Watson, as he discusses key issues, plus the strength and resilience of the La Trobe Australian Credit Fund for income investors, having operated through many economic cycles over nearly seven decades.

Michael Watson, Executive – Head of Distribution APAC, La Trobe Financial

Michael joined La Trobe in 2013 and is the Head of Distribution Asia Pacific.  In his role, Michael manages teams of Senior Account Managers and BDMs, while growing the international footprint of the Credit fund.  Michael qualifications include an MBA, a Bachelor of Business in Economics & Marketing, a Diploma of Financial Planning and a Certificate IV in Mortgage Broking.

FASEA CPD: 1.00 hour Technical Competence
RG146: 1.00 Generic Knowledge

Webinar Attendees - Property credit and income

March 24 2021 @ 01:00 pm - 02:00 pm

Practitioner Member: $0.00
Organisation Member: $0.00
Non-Member: $55.00

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Supporters

Thanks to the following organisations who are supporting SAFAA’s webinar program during 2020.

Interested in sponsoring?

For more information

Email education@stockbrokers.org.au

Telephone 02 8080 3200