SIAA accredited CPD webinars are offered free to Principal, Practitioner and Affiliate members. Content will be delivered via panels, interactive discussion, presentations and quizzes and to be eligible for CPD you will need to participate in the webinar live.
These will be held on the second and fourth Wednesdays from 1.00pm with additional sessions from time to time. Webinars will include the opportunity for Q&A as well as a brief quiz for CPD accreditation.
Personal v General Advice
Wednesday 22 March from 1.00pm to 2.00pm AEDST
Paul Derham of Holley Nethercote returns to provide a refresher on what constitutes general advice on the one hand and personal advice on the other. While this can be challenging territory for advisers to negotiate, it is also an area of confusion for clients. What are the red flags an advisor must look out for when giving general advice to ensure they are not straying into the territory of personal advice? How can they ensure that they comply with the regulatory requirements around general advice? What impact will the Quality of Advice have on advice? Paul Derham will provide an update on this important topic.
Paul Derham, Partner, Holley Nethercote
Since 2001 Paul has been helping clients in the financial services industry to meet their legal and compliance obligations. Paul regularly assists businesses acquire their Australian Financial Services Licences (AFSL) and build robust governance systems to help them stay out of court, and out of the hands of regulators. Paul completed his Arts/Law degree with honours in law in 2004, became a solicitor in 2005 and holds a Diploma of Financial Planning.
Professional standards CPD: 1.0 Professionalism and ethics
ASIC RG146: 1.0 Generic Knowledge
Webinar Attendees - Personal v General Advice
Organisation Member: $0.00
Practitioner Member: $0.00
Is it time to buy bonds in 2023 after the worst year on record in 2022?
Wednesday 12 April from 1.00pm to 2.00pm AET
2022 was the year of the great regime change or inflection point as the search for yield died because lofty risk-free interest rates on both cash and high-grade bonds are plentiful. Investors are having to reposition in 2023 and accept that markets are still in thrall to shifts in the macro environment driven by central banks. As we get true mean-reversion in core inflation rates via demand destruction and supply chain normalisation the only place to hide is in high grade, liquid credit.
Christopher Joye, Chief Investment Officer & Portfolio Manager, Coolabah Capital
Christopher founded Coolabah Capital in 2011 and leads the portfolio management effort that has produced one of Australia’s top short-term fixed-interest capabilities. Christopher is also a Contributing Editor with The Australian Financial Review and well-known as one of Australia’s leading economists, policy advisors and fund managers. In 2019, CCI was selected as one of FE fundinfo’s Top 10 “Alpha Managers.” Christopher previously worked for Goldman Sachs in London and Sydney, the Reserve Bank of Australia, and was the founder of an award‐winning research and investment group, Rismark International.
Professional standards CPD: 1.0 Technical competence
ASIC RG146: 1.0 Generic Knowledge
Webinar Attendees - Is it time to buy bonds in 2023 after the worst year on record in 2022?
Organisation Member: $0.00
Practitioner Member: $0.00
If you experience any difficulty with your online registration, please call our office on (02) 8080 3200.
Supporters
Thanks to the following organisations who are supporting SIAA’s webinar program during 2022.
For more information
Email education@stockbrokers.org.au
Telephone 02 8080 3200