CPD webinars

SIAA accredited CPD webinars are offered free to Principal, Practitioner and Affiliate members. Content will be delivered via panels, interactive discussion, presentations and quizzes and to be eligible for CPD you will need to participate in the webinar live.

These will be held on the second and fourth Wednesdays from 1.00pm with additional sessions from time to time. Webinars will include the opportunity for Q&A as well as a brief quiz for CPD accreditation.

DDO – one year on

Wednesday 14 December from 1.00 to 2.00pm AEDT

We are now one year on since the DDO regime was introduced. What has been the experience for the industry? What have been the ramifications? In addition, Corey McHattan will discuss the possible impacts of the quality of advice review on the DDO regime, including any impact on SIAA’s TMD for exchange traded options.  Join Corey for this final year end regulatory wrap.

Corey McHattan, Partner, Ashurst

Corey is a highly experienced regulatory lawyer, specialising in the areas of financial services regulatory advice, structured products, market infrastructure and regulatory investigations and enforcement. Corey’s primary clients include leading investment banks, trading banks, and other financial institutions whom he advises on matters involving financial services regulation in areas such as the issue of retail and wholesale structured products, ASX participation issues, regulatory investigations, compliance queries, general commercial matters and mergers and acquisitions in the financial services sector.

Professional standards CPD: 0.5 hour Regulatory compliance and consumer protection | 0.5 hour Professionalism and ethics
ASIC RG146: 1.0 Generic Knowledge

Webinar Attendees - DDO – one year on

14 December 2022 @ 01:00 pm – 02:00 pm

Non-Member: $55.00
Organisation Member: $0.00
Practitioner Member: $0.00

Future leaders and the pursuit of diversification

Wednesday 8 February from 1.00pm to 2.00pm AEDST With many experts now predicting that global equity market indices are set for an extended period of lower returns, the pursuit of diversification and alpha has never been more important or more valuable. This webinar will take a closer look at the global mid-cap sector, assessing the broad opportunity set and unique approach required when it comes to portfolio construction. Join lauren Jackson as she sits down with James Abela and Maroun Younes, Co-Portfolio Managers of the Fidelity Global Future Leaders Fund, as they discuss the growing dispersion across countries, sectors and counties, and how to identify the ‘future leaders’ of tomorrow.

James Abela, Portfolio Manager, Fidelity International

James is the portfolio manager of the Fidelity Futures Leaders Fund and co portfolio manager for the Fidelity Global Future Leaders Fund. He has prior experience as an investment analyst and research analyst with Constellation Management and BNP Equities after starting his career at Ernst & Young. James has a unique portfolio construction process managing risk through the lens of QMTV – Quality, Momentum, Transition and Value. The rigorous risk-controlled process led James to win the 2018, 2019 and 2020 Morningstar Fund Manager of the Year award for Domestic Equities Small Cap Category.

Lauren Jackson, Director, Wholesale Sales – QLD, Fidelity International

Lauren has more than 20 years’ experience in the financial services industry, with knowledge in Corporate Super and Wrap platforms as well as SMSF and technical knowledge from her previous positions. Since joining Fidelity International in 2008, her focus has been on raising awareness of Fidelity’s superior investment capabilities with financial advisers throughout Queensland, but more recently building out the launch of the Active ETF platform for Fidelity’s Australian business. Lauren is passionate about raising financial literacy in Australia, and is also leading Fidelity’s thought leadership for Women and Wealth.

Maroun Yones, Investment Analyst, Fidelity International

Maroun joined Fidelity as an investment analyst in 2012 and was appointed Co-Portfolio Manager for the Fidelity Global Future Leaders Fund in 2020. Over the last decade, in his analyst capacity Maroun has had extensive experience covering the telecommunications, media, technology, building and construction materials, packaging, transport, infrastructure, chemical and steel sectors. He previously spent 6 years as an Investment Consultant for global advisory firm, Towers Watson.

Professional standards CPD: 1.0 Professionalism and ethics
ASIC RG146: 1.0 Generic Knowledge

Webinar Attendees - Future leaders and the pursuit of diversification

8 February 2023 @ 01:00 pm – 02:00 pm

Non-Member: $55.00
Organisation Member: $0.00
Practitioner Member: $0.00

Cyber and AML/CTF – a guide to navigating the ever-growing intersections

Wednesday 22 February from 1.00 to 2.00pm AEDT

In this session, Alice and Tony will present on the convergence of Cyber and AML risks and outline some of the scenarios currently presenting organisations with challenges. Alice will specifically be covering enforcement trends locally and how Australia is being viewed internationally. Tony and Guillaume will also cover the implications from recent data loss events, why they are relevant to AML-CTF and what you should be communicating to your board and senior management in relation to cyber risk.

Guillaume (Gui) Noé, Executive Director, Cybersecurity Brisbane, KordaMentha

Gui is a cyber security advisor and business leader. Passionate about technology, security and privacy and assisting organisations thrive in competitive, disrupted and threatened environments. Gui has 20+ years of experience across security technology development, security solutions delivery, security advisory and building, leading and growing security practices.

Alice Saveneh-Murray, Partner, Financial Crime Melbourne, KordaMentha

Alice is a Partner in our Financial Crime team. She is an experienced leader and trusted advisor to the financial crime risk community and brings deep subject matter expertise and innovative strategies to support client engagements, boards and a wide range of industry initiatives.

Tony Vizza, Executive Director, Cybersecurity Sydney, KordaMentha

Tony is an Executive Director in our Corporate group. Having worked across the globe, Tony brings extensive expertise in IT, cybersecurity, privacy and law. Tony’s 20+ years of experience has included information security and risk strategy development, implementation, and management. Tony leads efforts to engage with organisations to discuss their cyber security challenges and concerns, assisting with devising strategies and change to reduce risk and remain resilient.

Professional standards CPD: 1.0 Professionalism and ethics
ASIC RG146: 1.0 Generic Knowledge

Webinar Attendees - Cyber and AML/CTF – a guide to navigating the ever-growing intersections

22 February 2023 @ 01:00 pm – 02:00 pm

Non-Member: $55.00
Organisation Member: $0.00
Practitioner Member: $0.00

If you experience any difficulty with your online registration, please call our office on (02) 8080 3200.

Supporters

Thanks to the following organisations who are supporting SIAA’s webinar program during 2022.

Interested in sponsoring?

For more information

Email education@stockbrokers.org.au

Telephone 02 8080 3200