ASX operates at the heart of Australia's financial markets. Our integrated listings, trading, clearing and settlement businesses provide customers with efficient access to and exchange of capital, management of risk, and provision of data and other solutions. ASX operates across multiple asset classes including equities, fixed income, commodities and energy.
ASX is the global leader in A$ and NZ$ financial markets, one of the top 10 securities exchanges in the world and the largest interest rate derivatives market in Asia. We have trading hubs in many of the world's major financial centres, attract company listings from all around the globe and are based in Australia, which has one of the five largest pools of investable assets in the world.
We operate and invest in the infrastructure that promotes the stability and development of Australia's financial markets, and advocates regulations that support investors and issuers, promote market integrity and strengthen Australia's global competitiveness.
ASX's vision is to be the world's most respected financial marketplace.
More information about ASX can be found at www.asx.com.au or follow us on LinkedIn or Twitter @ASX
Broadridge, a global fintech leader with $4 billion in revenue, provides communications, technology, data and analytics. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimising efficiency and generating revenue growth. We enable multi-asset post-trade processing in more than 70 countries and deliver over two billion shareholder communications each year. Our unique vantage point lets us see ahead to help firms navigate change and win in a complex landscape. We work side-by-side with our clients to help them get ahead of today's challenges and capitalise on what's next.
For more information about Broadridge, please visit www.broadridge.com
Thomson Reuters provides professionals with the intelligence, technology and human expertise they need to find trusted answers.
In today’s decision economy, questions arise each and every day. There's regulatory complexity to manage, new markets to evaluate, and transformative technology to act on.
But the right answers aren’t always easy to see – and the clearest paths forward aren’t always right for your business. To take action, you need solutions and partners you can trust.
Our global team of 50,000 professionals brings together crucial information and authoritative insight to unravel complex situations. We enable professionals in the financial and risk, legal, tax and accounting, and media markets to make the decisions that matter most, all powered by the world's most trusted news organization.
For more information, visit www.thomsonreuters.com
Nomura Research Institute (NRI), is a leading provider of global IT solutions and consulting services. Having ranked in the Top 10 for seven consecutive year in the Fintech100 by American Banker, NRI is recognised as one of the top technology vendors around the world.
As an innovative, technology-driven company, NRI brings in a proven, modern Australia-ready solution that provides complete post-execution lifecycle management and meets all challenges therein faced by the broker-dealer community.
For more about how our cloud-based/on-premise platform can support multiple asset classes, handle cross-border trades, with real-time interfaces to required Australian market intermediaries, please visit us at stall #27 at SAFAA 2018.
Learn more about our solution and service offering at www.nrifintech.com
Perennial Value is a specialist, active investment management firm. Formed in 2000 and led by well-known Value investor John Murray, Perennial Value’s sole focus is to deliver excellence in funds management through equity ownership and the alignment of interests between key investment management staff and our clients. Perennial manages approximately $5.0 billion across three of its investment strategies.
Each strategy specialises in the investment management of one of the following;
* Perennial Value Australian Shares
Australian Large Caps, Shares for Income & Active Plus
* Perennial Value Smaller Companies
Australian Small & Microcap Companies; and
* Perennial Value Wealth Defender
Equity Risk and volatility management and trading.
For more information, please contact us on 1300 730 032 or via email on firstname.lastname@example.org
The professional's choice
Leveraged offers innovative solutions and exceptional customer service. Many investment professionals choose us over competition to provide the framework to incorporate gearing into their client's wealth creation strategies.
It sounds clichéd, but our success is based on the success of our clients. Our service is designed to help clients navigate through dynamic market conditions and realise their financial goals.
Our extensive market experience means you can enjoy the confidence that comes from the superior education and insights we provide. You can expect premium service with private-banking style account management coupled with our proven risk management expertise.
Make the choice to talk to Leveraged today.
Call 1300 307 807
Sydney Stock Exchange (SSX) is a securities exchange providing listing and trading services with an overarching strategy to provide a financial bridge between Australian Capital Markets and Asian Capital markets. As a main board, SSX provides opportunities for companies to raise capital from both domestic and international investors. SSX endeavours to provide specialised markets in sectors including mining, properties, technology, agribusiness, and key growth companies. The objective of the SSX is to be an innovator, providing an alternative solution to company’s looking to pursue listing services.
SSX is technology focussed, having previously developed a proto-type Blockchain Based Settlement Solution, the objective of which is to offer instantaneous settlement and transfer against trade. This cutting-edge technology substantially reduces the time, cost, and risks associated with trading, which help the Sydney Stock Exchange to be awarded the Most Innovative Stock Exchange in Australia, 2016 by Global Banking and Finance Review.
To find out more, visit SSX website or call us on 02 9217 2730.
AMG Super is a retail super fund specifically designed for the Stockbroking Industry. We establish individual HINs for each client which can be CHESS sponsored by the broker. This allows Advisers to manage a portfolio of ASX listed shares, managed portfolios, term deposits, managed funds for clients in the same way as an SMSF, but without the trustee and compliance burden.
Other features which make AMG Super unique include:
Auscap Asset Management is a value-based Australian equities manager founded in 2012. The Auscap Long Short Australian Equities Fund targets attractive absolute returns through disciplined, patient, long and short investing.
Auscap's value-based investment approach, strong risk management process, positive culture and integrity has seen the Fund grow to over $575m in 5 years. Auscap aims to preserve capital and generate long term, compounding returns.
Make sure you listen to our Principal, Tim Carleton, speak as part of a panel on Return Expectations.
To find out more about how we can help, visit our website or call us on (02) 8378 0800.
Trade all your client term deposits in one place - 24/7
AMM provides a secure online term deposit platform - providing stockbrokers and financial advisers with access to over 20 Australian financial institutions from one place, all covered by the Government Guarantee.
Only one application form is required to open an AMM Account for each client and then all term deposits can be transacted online, without the need for paperwork. Funds stay in the client's name and the platform provides an automated reporting capability, data feeds to software packages including Agility & IRESS; confirmation storage; auto reconciliations, maturity alerts and audit certificates for each individual client.
AMM was the first to offer this service in 2008 and has grown to over $4.6 billion under management across more than 24,000 accounts.
To find out more about how we can help with managing your clients' cash holdings without any fees, visit www.moneymarket.com.au or call us on 1300 306 281.
Chi-X is the stock exchange transforming the Australian investment market through a focus on customers and innovation. Chi-X delivers easy, cost-effective access to local and global investment opportunities.
To find out more about Chi-X, visit us at stand 6.
Complii, an innovative corporate efficiency & compliance solution designed by advisors, for stockbrokers, wealth managers and AFSL’s.
This customisable software has been designed to automate, record and report on an AFSL’s compliance obligations and operations function. Significant staff cost and time savings can be achieved as a result of implementing Complii.
Functions include: Automated RoA's/SoA's, generate corporate offer letters, FOFA/FDS and electronic client acceptance/opt-in. 708 registers, online client profile updates, disclosures, breach register, Chinese wall and much more.
Complii clients can now take advantage of our latest development which links the Complii community together under the Corporate and Research Highway
With the benefit of a rapid development cycle for system enhancements, functional changes are delivered in hours or days rather than weeks or months.
Speak with the team at the Complii stand no. 15 or phone 0488 327 688 to find out how Complii can assist your business with corporate and compliance efficiencies.
As an Agent of BOQ and Westpac, DDH's Money Market Division provide a choice of CMA provider. Reward your clients with functionality, service and a competitive rate of interest equalling RBA +25bps, on the entire account balance.
We distribute exclusively via licensed professionals, tailoring fee-free servicing solutions to meet the needs of the cash allocation within client portfolios.
With over 10bn funds under administration within the DDH Group, our national success can be attributed to service reputation, use of best practice technology and positive testimonials.
'Choice, Flexibility & Quality Service'
ETF Securities provides accessible investment solutions, enabling investors to intelligently diversify their portfolios beyond traditional asset classes and strategies. We are pioneers in specialist investments, having developed the world’s first gold exchange traded commodity. Today we offer one of the most comprehensive ranges of specialist exchange traded products (ETPs) covering commodities, FX, fixed income and equities traded on major exchanges across the world. Using that pioneering spirit, our unrivalled expertise and by working with leading third parties, we seek out the most relevant opportunities and make them accessible to investors as intelligent alternatives.
We know e-learning
As the Stockbrokers And Financial Advisers Association's (SAFAA) official e-learning partner, GRC Solutions offers an extensive library of quality learning for financial services professionals. Our Salt CPD (continuous professional development) courses are approved by SAFAA.
We have extensive experience in developing e-learning on various regulatory compliance, risk and ethics topics, and can cater to diverse industries, including financial and professional services, insurance, pharmaceutical, engineering & construction.
Hundreds of private, government and not-for-profit organisations worldwide use our training to help build cultures amid complex legal and regulatory obligations.
Our offices are located around Australia and in New York, and Singapore.
To find out more, visit GRC Solutions at www.grcsolutions.com.au or call 1800 676 011.
LAB Group provides LABform to Financial Services organisations so they can offer their investors the ultimate digital customer on-boarding experience.
LABform has been delivered to over 100 financial services organisations in Australia and overseas. Clients include a range of Stockbrokers, Fund Managers, Managed Account Operators, Superannuation providers, SMSF providers and Banks. LABform addresses all KYC, AML, FATCA and Common Reporting Standard regulatory requirements.
LABform has processed over a million financial services product applications contributing to higher returns on advertising spend, reductions in cost of sales and significant improvements in operational efficiency. Our electronic identity verification features will eliminate over three quarters of your customer identification paperwork.
At Macquarie, we’re proud to be considered a trusted, strategic partner who has long-standing experience in providing market-leading platform solutions and business insights to our clients.
We’re a global organisation with a proven track record for platform administration. Product and technology is core to our business and we’re committed to ongoing innovation as we continue to invest significantly in platform development.
We’ll connect you with the right technology, people, tools and industry information so you can reduce costs, improve performance and find new growth opportunities.
We’re confident in our capability in this space. You can be confident too in knowing that we have years of experience in this area and have the blueprint to make it a success for you and your clients.
Follow us today on LinkedIn or visit our website for more information.
Morningstar Australasia is a subsidiary of Morningstar, Inc., a leading provider of independent investment research in North America, Europe, Australia and Asia. The company offers an extensive line of products and services for individual investors, financial advisers, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with more than US$200 billion in assets under advisement and management at 31 December 2016. The company has operations in 27 countries.
Schroders is the largest independent active manager in Australia from where it has operated since 1961. We manage more than $44.2 billion* for retail and institutional clients in active strategies across Australian and global equities, fixed income and multi-asset.
Schroders in Australia is a wholly owned subsidiary of Schroders plc, a UK-listed global asset manager that is more than 200 years old. Across the world, Schroders manages A$717billion** in active strategies across the major asset classes. Including Australia, Schroders operates from 37 offices in 27 countries across Africa, the Americas, Asia Pacific, Europe and the Middle East.
*As at 31 December 2017
**As at 30 September 2017
Offered by State Street Global Advisors (SSGA), SPDR ETFs provide investors with the flexibility to select investments that are precisely aligned to their investment strategy. SSGA pioneered the ETF industry 25 years ago. The ETF revolution didn’t stop there, SPDR launched the Australian ETF industry with the SPDR® S&P®/ASX 200 Fund (STW) and the SPDR® S&P®/ASX 50 Fund (SFY) in 2001 to provide an inexpensive and easy option to investors who want diversification to the broad market. Today, our SPDR family is larger and more diverse, providing access to new market segments and asset classes.
For more information, visit spdrs.com.au
1997988.1.1.ANZ.RTL Expiry Date: 31 Dec 2018
Located in the heart of one of Australia's fastest growing economic regions, Western Sydney University offers unlimited potential to students with the talent, drive and ambition to succeed.
Ranked amongst the top two per cent of universities in the world, Western Sydney University values academic excellence, integrity and the pursuit of knowledge. We are globally focused, research-led and committed to making a positive impact on the communities we engage with. Your success starts here.
The Sydney Graduate School of Management at WSU and SAFAA have jointly developed a new Master of Stockbroking and Financial Advising. The only one of its kind in Australia, this degree has been developed in partnership with the Stockbrokers And Financial Advisers Association (SAFAA) in response to the changing regulatory environment in the finance industry.
Fully online, this degree delivers an educational program that provides the body of knowledge necessary for practitioners to obtain the qualifications to deliver informed financial advice.
This new Masters is set to become the benchmark qualification that employers, regulators and clients expect from practitioners who work in the stockbroking and financial advisory industry. Along with membership of SAFAA, a Masters in Stockbroking & Financial Advising will be the imprimatur that provides clients with the highest degree of confidence about their stockbroker or adviser.