We are the wholesale arm distributing CommBank and CommSec products and services to stockbroking firms, advisers and their clients.
With us, you'll benefit from the innovation that comes from our 21 year heritage; enhanced with features and service for brokers investing on behalf of their clients.
With relationships from small advisory firms through to some of Australia's largest financial institutions, we've proven our track record in ensuring the relationships you have with your clients remain protected.
To find out more about how we can help with cash management, margin lending, deal-flow and wholesale stockbroking, speak to our team at the CommSec Adviser Services stand.
Broadridge, a global fintech leader with over $7 billion market capitalisation, is a leading provider of technology and operations, communications, and data and analytics to financial firms and businesses. Backed by global resources and on-the-ground presence across local markets, we're at the forefront of helping clients engage customers, navigate risk, optimise efficiency and accelerate growth in a rapidly changing - and challenging - business environment.
For more information about Broadridge, please visit www.broadridge.com
Founded in 1965, Nomura Research Institute, Ltd ("NRI", TYO: 4307) is a leading provider of global IT solutions and consulting services. Our 50-year history and consistent top-10 global FinTech provider ranking by American Banker is testimony to our long-term commitment to the markets we serve. We bring to Australia a proven, modern technology solution that is in production in various countries and has already been implemented for our first Australian clients. Our aim is to provide Australian securities firms with an Australia-ready solution underpinning all the aspects of securities operations, backed by holistic Australia-based support including timely updates for the changing market requirements.
For more about how our cloud-based/on-premise solution platform can support multiple asset classes, handle cross-border trades, with real-time interfaces to required Australian market intermediaries, please visit us at Stand #2 at SAFAA 2017.
Learn more about our solution and service offerings at Nomura Research Institute
Thomson Reuters provides professionals with the intelligence, technology and human expertise they need to find trusted answers.
We enable professionals in the financial and risk, legal, tax and accounting, and media markets to make the decisions that matter most, all powered by the world's most trusted news organisation.
Thomson Reuters shares are listed on the Toronto and New York Stock Exchanges (symbol: TRI).
For more information, visit www.thomsonreuters.com.au
IRESS is a principal supplier of sophisticated share market and wealth management systems in Australia, Asia, New Zealand, Canada, South Africa and the United Kingdom. Innovative and extensive, IRESS solutions deliver streamlined data and workflow to financial markets and wealth management professionals.
IRESS offers three complete product suites:
ASX operates at the heart of Australia's financial markets. It is among the world's top 10 exchange groups and is the global leader in A$ and NZ$ financial markets.
We are a fully integrated exchange across multiple asset classes - equities, fixed income, commodities and energy.
We service retail, institutional and corporate customers directly and through Australian and international intermediaries.
We provide services that allow our customers to invest, trade and manage risk. These include listings, trading cash and derivatives, post-trade services, and information and technical services.
We operate and invest in the infrastructure that promotes the stability and development of Australia's financial markets and is critical for the efficient functioning of the nation's economy and position in the Asia Pacific region.
We advocate for regulations that support end-investors, promote the growth and integrity of the market, and strengthen Australia's global competitiveness.
More information about ASX can be found at www.asx.com.au
The professional's choice
Leveraged offers innovative solutions and exceptional customer service. Many investment professionals choose us over competition to provide the framework to incorporate gearing into their client's wealth creation strategies.
It sounds clichéd, but our success is based on the success of our clients. Our service is designed to help clients navigate through dynamic market conditions and realise their financial goals.
Our extensive market experience means you can enjoy the confidence that comes from the superior education and insights we provide. You can expect premium service with private-banking style account management coupled with our proven risk management expertise.
Make the choice to talk to Leveraged today.
Call 1300 307 807
The National Stock Exchange of Australia (NSX) is founded on the principal that innovation requires investment, and that competition requires champions.
With over 80 securities listed, and 25 participating brokers, the NSX is the second largest exchange in Australia. NSX has been the listing market to a wide range of companies, including iconic brands SunRice, Golden Circle, IGA Supermarkets and Bendigo Bank, through to high growth projects in Fintech and EduTech.
Trading on the NSX is executed on the Nasdaq matching technology, located at the ALC, and from Q2 2017 participants will be offered access to the market using the IRESS platform.
We pride ourselves on delivering the highest standards of customer service, our engagement with stakeholders, and the transparency of our operations.
We are dedicated to making the Australian and international financial markets more accessible and efficient through the innovative use of new technologies and the development of strategic alliances, as the needs of the market and our customers evolve.
The NSX is located in the heart of the Sydney financial markets. To find out more visit us at 1 Bligh Street or go to our website www.nsx.com.au
Sydney Stock Exchange (SSX) is a securities exchange providing listing and trading services with an overarching strategy to provide a financial bridge between Australian and Asian Capital markets. As a main board, SSX provides opportunities for companies to raise the capital from both domestic and international investors. SSX provides specialised markets in sectors including mining, properties, technology, agribusiness and growth companies.
SSX is developing a Blockchain Based Settlement Solution, the objective of which is to offer instantaneous settlement and transfer against trade. This cutting-edge technology substantially reduces the time, cost and risks associated with trading, which help the Sydney Stock Exchange to be awarded the Most Innovative Stock Exchange in Australia, 2016 by Global Banking and Finance Review.
To find out more, visit the SSX website or call us on 02 9217 2730.
AMG Super is a retail super fund specifically designed for the Stockbroking Industry. We establish individual HINs for each client which can be CHESS sponsored by the broker. This allows Advisers to manage a portfolio of ASX listed shares, managed portfolios, term deposits, managed funds for clients in the same way as an SMSF, but without the trustee and compliance burden.
Other features which make AMG Super unique include:
Trade all your client term deposits in one place
AMM provides a secure online term deposit platform - providing stockbrokers and financial advisers with access to over 20 Australian financial institutions from one place, all covered by the Government Guarantee.
Only one application form is required to open an AMM Account for each client and then all term deposits can be transacted online without the need for paperwork. Funds stay in the client's name and the platform provides an automated reporting capability, data feeds to software packages including Agility & IRESS; confirmation storage; auto reconciliations, maturity alerts and audit certificates for each individual client.
AMM was the first to offer this service in 2008 and has grown to over $3.7 billion under management across more than 23,000 accounts.
To find out more about how we can help with managing your clients' cash holdings without any fees, visit www.moneymarket.com.au or call us on 1300 306 281.
Chi-X is the stock exchange transforming the Australian investment market through a focus on customers and innovation. Chi-X delivers easy, cost-effective access to local and global investment opportunities.
To find out more about Chi-X, visit us at stand 9.
Complii, an innovative corporate efficiency & compliance solution designed by stockbrokers, for stockbrokers and AFS Licensee's.
This customisable software has been designed to automate, record and report on an AFSL's compliance obligations. Significant staff cost savings and time savings can be achieved as a result of implementing Complii.
Functions include: generating and sending corporate offer letters as well as electronic acceptance. Automated ROA's/SOA's emails, FOFA FDS letter auto-generation and electronic opt-in, 708 registers, online client profiles updates, disclosures, breach register, Chinese walls, Account opening APP with AML account verification and much more.
With the benefit of a rapid development cycle for system enhancements, functional changes are delivered in hours or days rather than weeks or months.
Speak with the team at the Complii stand no.5 or phone 0488 327 688 to find out how Complii can assist your business with corporate and compliance efficiencies.
DDH's Money Market division offers choice of bank provider for cash management accounts and term deposits in its capacity as a bank agent for BOQ and Westpac. We exclusively distribute and administer these products, built specifically to cater to the needs of financial services professionals.
We work closely with advisers to ensure they benefit from competitive offers and streamlined transaction reporting, providing an efficient way for advisers to manager their clients' total cash needs.
Our national success can be attributed to service reputation, use of best practice technology and positive testimonials.
'Choice, Flexibility & Quality Service'
For over 25 years DeakinPrime has operated as a premium brand in the financial services education market and offers high quality programs backed by Deakin University. Our goal in the financial services education sector is to partner with organisations that want high quality, educationally effective professional development programs for their workforce that results in performance uplift.
Dion Global Solutions is a trusted global financial technology company with expertise in building solutions for wealth management and asset administration, retail and institutional trading and settlements; FATCA, CRS and other tax compliances, real time payments; bank connectivity and case management; data lifecycle management platform; and GRC audit. With presence in over 17 cities across 12 countries for over two decades, we have built in-depth global fintech expertise to serve the specific and localised needs of financial services firms across the globe. We have over 500 clients in more than 85 countries supported by a worldwide staff of nearly 500, including more than 250 in product development.
We've been working closely with stockbrokers and financial institutions in Australia for over 25 years. We understand the current and future needs of our customers and build solutions that cater to their specific business requirements. Addressing a major pain area for the financial industry in Australia, we launched our innovative and intuitive trading suite, TradeCentre, in 2015. TradeCentre allows you to manage the entire trading, order management and investment process and meet compliance requirements from a single platform.
To learn more about how our solutions can increase your business efficiency and reduce your cost burdens while ensuring compliance and risk management, meet our experts at the Dion Global Solutions stand.
For more information, visit www.dionglobal.com
We know e-learning
As SAFAA's official e-learning partner, GRC Solutions provides professionals with an extensive library of quality learning that is to-the-point and relevant. Our CPD courses are developed in conjunction with and are approved by the Stockbrokers And Financial Advisers Association.
We offer a large range of regulatory compliance topics, risk and ethics. Courses apply to financial services, professional services, insurance, pharmaceutical, engineering & construction and many other industries.
Worldwide, we have helped hundreds of organisations in the private, government and not-for-profit sectors build resilient cultures amid complex legal and regulatory obligations. Our offices are located around Australia and in New York, New Zealand and Singapore.
To find out more, visit GRC Solutions at www.grcsolutions.com.au or call 1800 676 011.
Huntsman Security is an Australia owned and operated business. Our heritage is in delivering a key foundation stone of the cyber security risk management, monitoring and response capability in some of the most secure and sensitive environments within intelligence defence and criminal justice networks across the globe.
As the cyber security landscape has changed and the risk organisations face becomes more diverse, we have responded by bringing our defence-grade solutions into the commercial sector. The Huntsman Enterprise SIEM leads the way and incorporates automated Threat Intelligence Behavioural Anomaly Detection and a suite of comprehensive compliance packs for a range of standards including ISO27001, FISMA/SP800-53, SOX & PCI-DSS.
LAB Group provides LABform to Financial Services organisations so they can offer their investors the ultimate digital customer on-boarding experience.
LABform has been delivered to over 100 financial services organisations in Australia and overseas. Clients include a range of Stockbrokers, Fund Managers, Managed Account Operators, Superannuation providers, SMSF providers and Banks. LABform addresses all KYC, AML, FATCA and Common Reporting Standard regulatory requirements.
LABform has processed over a quarter of a million financial services product applications contributing to higher returns on advertising spend, reductions in cost of sales and significant improvements in operational efficiency. Our electronic identity verification features will eliminate over three quarters of your customers identification paperwork.
'A wider view of wealth'
For a quarter of a century, Macquarie has pioneered new developments that have shaped Australia's financial services industry. Each innovation has opened up new opportunities for Macquarie and our clients.
We work with more than 11,000 intermediary partners, offering a quality range of products and services that both deliver client value and help drive growth and efficiency. This includes providing: bespoke cash management services, which integrate with our client's platforms and portfolio services; online trading and managed account solutions; and our award winning Wrap platform.
We offer you the scale and stability of the global Macquarie Group, combined with insights and perspectives. Ours is a long-term, collaborative relationship. You'll see the difference in our genuine interest in helping you grow your business.
We'll connect you with the right technology, people, tools and industry information, so you can reduce costs, improve performance and find new growth opportunities.
For insights, tools and perspectives that matter to financial professionals like you, follow us on LinkedIn or visit our website.
Magellan Asset Management Limited ('Magellan') is a Sydney-based investment management firm that oversees A$46 billion* in Global Equity and Listed Infrastructure assets. The company is a wholly owned subsidiary of Magellan Financial Group Limited (ASX Code: MFG) which is listed on the Australian Securities Exchange. It was formed in 2006 by Hamish Douglass and Chris Mackay, two of Australia's leading investment professionals.
Today, Magellan has 8* offices in Australia, New Zealand and the United States and employs 111* talented people globally (including 39* highly regarded and experienced investment professionals). We aim to be transparent in our dealings so that investors can be assured of our integrity as we continue to establish Magellan as a world-class funds management firm.
*As at 31 December 2016
Morningstar Australasia is a subsidiary of Morningstar, Inc., a leading provider of independent investment research in North America, Europe, Australia and Asia. The company offers an extensive line of products and services for individual investors, financial advisers, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with more than US$200 billion in assets under advisement and management at 31 December 2016. The company has operations in 27 countries.
Founded in 1939, Pershing has more than 1,500 customers worldwide and $1.5 trillion in global client assets. Our parent company, BNY Mellon, is a leading global provider of securities services, with $28.3 trillion on assets under custody and administration.
Pershing Australia has offices in Sydney and maintains a strong local presence backed by the strength of a global leader;
Schroders is the largest independent active manager in Australia from where it has operated since 1961. We manage more than $46.6 billion* for retail and institutional clients in active strategies across Australian and global equities, fixed income and multi-asset.
Schroders in Australia is a wholly owned subsidiary of Schroders plc, a UK-listed global asset manager that is more than 200 years old. Across the world, Schroders manages A$636.6 billion** in active strategies across the major asset classes. Including Australia, Schroders operates from 37 offices in 27 countries across Africa, the Americas, Asia Pacific, Europe and the Middle East.
*As at 31 December 2016
**As at 30 September 2016
Offered by State Street Global Advisers (SSGA), SPDR ETFs provide professional investors with the flexibility to select investments that are precisely aligned to their investment strategy. SSGA pioneered the Australian ETF industry with the SPDR® S&P®/ASX 200 Fund (STW) and the SPDR® S&P®/ASX 50 Fund (SFY) in 2001 to provide an inexpensive and easy option to investors who want diversification to the broad market. Today, our SPDR family is larger and more diverse, providing investors with access to new market segments and asset classes.
SPDR ETFs. Built with purpose: You
For more information, visit spdrs.com.au
Located in the heart of one of Australia's fastest growing economic regions, Western Sydney University offers unlimited potential to students with the talent, drive and ambition to succeed.
Western Sydney is an exciting place to be. As the nation'as third largest economy and one of the fastest growing population and employment centre, it is an increasingly important, dynamic and culturally diverse hub of business, industry and innovation.
With a large multicultural population of more than two million people from 170 nations, Western Sydney's global links are creating unlimited opportunities for international business, investment, education and cultural exchange.
Ranked amongst the top three per cent of universities in the world, Western Sydney University values academic excellence, integrity and the pursuit of knowledge. We are globally focused, research-led and committed to making a positive impact on the communities we engage with. Your success starts here.